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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM.PRA.CL
1001
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400 interest in a share of 5.45% Non-C
JPM.PRA.CL
– –
-326
Closed -$8K
AGNCB
1002
DELISTED
AGNC Investment Corp Series B Preferred Stock
AGNCB
– –
-1,100
Closed -$28K
DF
1003
DELISTED
Dean Foods Company
DF
$0 ﹤0.01%
300
– –
BPL
1004
DELISTED
Buckeye Partners, L.P.
BPL
– –
-1,150
Closed -$47K
PSA.PRU.CL
1005
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.625% Cumulative Preferred Share of
PSA.PRU.CL
– –
-42
Closed -$1K
NNN.PRE.CL
1006
DELISTED
NATIONAL RETAIL PROPERTIES, INC. 5.70% SER E Called Redemption
NNN.PRE.CL
– –
-91
Closed -$2K
AABA
1007
DELISTED
Altaba Inc
AABA
$0 ﹤0.01%
+125
New +$2.45K
AKAO
1008
DELISTED
Achaogen Inc
AKAO
$0 ﹤0.01%
+1,000
New –
SODA
1009
DELISTED
SodaStream International Ltd
SODA
$0 ﹤0.01%
200
– –
ACTA
1010
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
+1
New –
AA.PR
1011
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
$0 ﹤0.01%
+23
New –
CRC
1012
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
-1
-33% -$8
CMK
1013
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$0 ﹤0.01%
5,516
– –
ECTY
1014
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
1015
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
TELOZ
1016
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
NT
1017
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
10
– –
TMA
1018
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
$0 ﹤0.01%
165
+60
+57% –
NVT
1019
DELISTED
NAVTEQ CORPORATION
NVT
– –
-8
Closed –
MII
1020
DELISTED
MICROISLET INC.
MII
– –
-3,000
Closed –
VASO
1021
DELISTED
VASOMEDICAL INC
VASO
$0 ﹤0.01%
2,000
– –
37 38 39 40
41

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KFM
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CCP
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BCA
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.