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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$960M
AUM Growth
+$64.7M
Cap. Flow
+$62.1M
Cap. Flow %
6.47%
Top 10 Hldgs %
20.85%
Holding
2,027
New
280
Increased
204
Reduced
178
Closed
278

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$4.13M
2
PNW icon
Pinnacle West Capital
PNW
+$3.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
4
SVC
Service Properties Trust
SVC
+$1.68M
5
AJG icon
Arthur J. Gallagher & Co
AJG
+$1.61M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14.9M
2
TFC icon
Truist Financial
TFC
+$8.1M
3
STI
SunTrust Banks, Inc.
STI
+$5.8M
4
BBT.PRH
BB&T Corporation
BBT.PRH
+$4.35M
5
CINF icon
Cincinnati Financial
CINF
+$2.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.36%
2 Technology 8.34%
3 Industrials 6.45%
4 Consumer Staples 4.98%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXB.CL
1001
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
– –
-800
Closed -$20K
S
1002
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
WCG
1003
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-50
Closed -$14K
ALL.PRA.CL
1004
DELISTED
Allstate Corporation Depositary Shares
ALL.PRA.CL
– –
-470
Closed -$12K
AEH.CL
1005
DELISTED
Aegon NV 6.375% Perpetual Capital Securities Called for Redemption
AEH.CL
– –
-367
Closed -$9K
BBT.PRH
1006
DELISTED
BB&T Corporation
BBT.PRH
– –
-169,060
Closed -$4.35M
DF
1007
DELISTED
Dean Foods Company
DF
$0 ﹤0.01%
300
– –
ALL.PRF.CL
1008
DELISTED
The Allstate Corporation Depositary Shares Series F Called for redemption
ALL.PRF.CL
– –
-4,760
Closed -$121K
ALL.PRD.CL
1009
DELISTED
The Allstate Corporation Depositary Shares, each representing a 1/1,000 interest in a share of Fixed
ALL.PRD.CL
– –
-500
Closed -$14K
AABA
1010
DELISTED
Altaba Inc
AABA
– –
-100
Closed -$7K
ARE.PRD
1011
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
– –
-4,178
Closed -$159K
BAC.PRW.CL
1012
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1000 th interest in a share of
BAC.PRW.CL
– –
-326
Closed -$8K
BBT.PRD.CL
1013
DELISTED
BB&T CORPORATION Depositary Shares, representing 1/1,000th interest in a share of Series D Non-Cumul
BBT.PRD.CL
– –
-81
Closed -$2K
BBT.PRE.CL
1014
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
– –
-2,638
Closed -$66K
JPM.PRE.CL
1015
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
– –
-127
Closed -$3K
APU
1016
DELISTED
AmeriGas Partners, L.P.
APU
– –
-300
Closed -$10K
GS.PRB.CL
1017
DELISTED
Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B) Call
GS.PRB.CL
– –
-188
Closed -$5K
APC
1018
DELISTED
Anadarko Petroleum
APC
– –
-126
Closed -$9K
CTRL
1019
DELISTED
Control4 Corporation
CTRL
– –
-100
Closed -$2K
DATA
1020
DELISTED
Tableau Software, Inc.
DATA
– –
-1,000
Closed -$166K
WP
1021
DELISTED
Worldpay, Inc.
WP
– –
-7,139
Closed -$875K
ARRY
1022
DELISTED
Array Biopharma Inc
ARRY
– –
-34,065
Closed -$1.58M
ANDX
1023
DELISTED
Andeavor Logistics LP
ANDX
– –
-5,979
Closed -$217K
GM.WS.B
1024
DELISTED
General Motors Company
GM.WS.B
– –
-57
Closed -$1K
LLL
1025
DELISTED
L3 Technologies, Inc.
LLL
– –
-35
Closed -$9K
39 40
41
42 43

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Sonora Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Sonora Investment Management held 2,027 positions worth $960M, up 7.2% from $895M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $62.1M of net new capital in Q3 2019, opening 280 new positions and adding to 204 existing holdings. Its largest new stake was Pinnacle West Capital: 36,720 shares worth $3.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 55% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was SunTrust Banks, Inc., an estimated $5.8M trimmed.

  • Sonora Investment Management's largest Q3 2019 buy was Pinnacle West Capital: 36,720 shares worth $3.56M.
  • Sonora Investment Management added most to AT&T in Q3 2019, an estimated $4.13M increase.
  • Sonora Investment Management's biggest Q3 2019 reduction was SunTrust Banks, Inc., cutting an estimated $5.8M.
  • Sonora Investment Management fully exited Apple in Q3 2019, selling an estimated $14.9M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $960M portfolio in Q3 2019.
  • Sonora Investment Management opened 280 new positions and closed 278 in Q3 2019.
  • Sonora Investment Management's portfolio value rose 7.2% quarter-over-quarter to $960M.

Based on Sonora Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.