SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
976
Occidental Petroleum Corp Warrants
OXY.WS
$34.5B
$0 ﹤0.01%
31
PBI.PRB icon
977
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$360M
– –
-800
PMTS icon
978
CPI Card Group
PMTS
$199M
– –
-40
REZI icon
979
Resideo Technologies
REZI
$6.08B
– –
-20
RF.PRC icon
980
Regions Financial Corp 5.700% Series C Preferred Stock
RF.PRC
$490M
– –
-600
RGA icon
981
Reinsurance Group of America
RGA
$13.7B
$0 ﹤0.01%
3
RMR icon
982
The RMR Group
RMR
$317M
– –
-5
RWR icon
983
State Street SPDR Dow Jones REIT ETF
RWR
$1.8B
– –
-126
SBI
984
Western Asset Intermediate Muni Fund
SBI
$108M
– –
-4,280
SCE.PRJ
985
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
– –
-400
SCE.PRK
986
DELISTED
SCE TRUST V
SCE.PRK
– –
-600
SCE.PRL
987
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$342M
– –
-400
SCHW.PRD icon
988
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$745M
– –
-233,530
SCI icon
989
Service Corp International
SCI
$11.1B
– –
-99
SNFCA icon
990
Security National Financial
SNFCA
$245M
$0 ﹤0.01%
31
SOJC
991
Southern Company Series 2017B 5.25% Junior Subordinated Notes due Dec 1 2077
SOJC
$391M
– –
-400
SYF.PRA icon
992
Synchrony Financial 5.625% Series A Preferred Stock
SYF.PRA
$15.4M
– –
-200
TEF
993
DELISTED
Telefonica
TEF
$0 ﹤0.01%
1
-32
TKC icon
994
Turkcell
TKC
$5.53B
$0 ﹤0.01%
+100
TWO.PRB
995
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$282M
– –
-550
T.PRA icon
996
AT&T Series A
T.PRA
$960M
– –
-39,345
USB.PRP icon
997
US Bancorp Series K Preferred Stock
USB.PRP
$510M
– –
-8,413
USB.PRQ icon
998
US Bancorp Series L Preferred Stock
USB.PRQ
$301M
– –
-400
WATT icon
999
Energous
WATT
$188M
– –
0
WFC.PRA icon
1000
Wells Fargo & Co Series AA Preferred Stock
WFC.PRA
$887M
– –
-200
38 39
40
41 42