SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$544M
Cap. Flow %
-71.19%
Top 10 Hldgs %
25.9%
Holding
2,005
New
210
Increased
258
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PUK.PRA
976
DELISTED
Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.
PUK.PRA
– –
-945
Closed -$26K
LMRKO
977
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
– –
-300
Closed -$8K
LMRKP
978
DELISTED
Landmark Infrastructure Partners LP 8.00% Series A Cumulative Redeemable Perpetual Preferred Units
LMRKP
– –
-200
Closed -$5K
NEE.PRK
979
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-1,375
Closed -$35K
COF.PRG
980
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-1,200
Closed -$31K
DUKH
981
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-400
Closed -$10K
WFC.PRX
982
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-1,060
Closed -$27K
ATCO.PRG
983
DELISTED
Atlas Corp. 8.20% Cumulative Redeemable Perpetual Preferred Shares - Series G
ATCO.PRG
– –
-200
Closed -$5K
GOODM
984
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
– –
-900
Closed -$23K
DTJ
985
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
– –
-900
Closed -$23K
TCBIL
986
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-400
Closed -$10K
UZC
987
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
Closed -$12K
HWCPL
988
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
Closed -$15K
TCBIP
989
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
Closed -$24K
OPINI
990
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
Closed -$10K
TFC.PRH
991
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
Closed -$4.72M
WRB.PRD
992
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
Closed -$10K
DLR.PRC
993
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
Closed -$13K
TDE
994
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
Closed -$6K
TDJ
995
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
Closed -$15K
APHA
996
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
Closed -$2K
GNMK
997
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
Closed -$10K
BXP.PRB
998
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
Closed -$10K
MNK
999
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
Closed –
AMTD
1000
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
Closed -$65K
38 39
40
41 42