SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.14%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.27B
AUM Growth
+$64.4M
Cap. Flow
+$37.7M
Cap. Flow %
2.96%
Top 10 Hldgs %
18.53%
Holding
2,005
New
248
Increased
233
Reduced
249
Closed
209

Top Buys

1
TFC icon
Truist Financial
TFC
$6.52M
2
LYB icon
LyondellBasell Industries
LYB
$3.89M
3
LUV icon
Southwest Airlines
LUV
$2.94M
4
ORCL icon
Oracle
ORCL
$2.62M
5
PAGS icon
PagSeguro Digital
PAGS
$2.23M

Top Sells

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$5.4M
2
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$4.3M
3
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$3.25M
4
PEP icon
PepsiCo
PEP
$2.47M
5
GLW icon
Corning
GLW
$1.9M

Sector Composition

1 Technology 13.14%
2 Industrials 5.98%
3 Financials 5.87%
4 Consumer Staples 5.57%
5 Healthcare 5.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DLN icon
976
WisdomTree US LargeCap Dividend Fund
DLN
$5.29B
– –
-200
Closed -$11K
EBND icon
977
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.07B
– –
-2
Closed –
EMLC icon
978
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.7B
– –
-64
Closed -$2K
EOLS icon
979
Evolus
EOLS
$494M
– –
-100
Closed –
ESGRP
980
DELISTED
Enstar Group Depositary Shares Rep 1/1000 Preference Shares
ESGRP
– –
-85
Closed -$2K
ETR icon
981
Entergy
ETR
$39.1B
$0 ﹤0.01%
+4
New –
EXC icon
982
Exelon
EXC
$43.8B
– –
-381
Closed -$11K
FCEL icon
983
FuelCell Energy
FCEL
$90.3M
– –
0
– –
FLRN icon
984
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
– –
-1,553
Closed -$48K
GNL.PRA icon
985
Global Net Lease, Inc. 7.25% Series A Cumulative Redeemable Preferred Stock, $0.01 par value per share
GNL.PRA
$127M
– –
-18
Closed –
GTX icon
986
Garrett Motion
GTX
$2.65B
$0 ﹤0.01%
12
– –
HAUZ icon
987
Xtrackers International Real Estate ETF
HAUZ
$892M
– –
-2
Closed –
HP icon
988
Helmerich & Payne
HP
$2.06B
$0 ﹤0.01%
15
– –
HYLB icon
989
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.9B
– –
-3
Closed –
IFF icon
990
International Flavors & Fragrances
IFF
$17.1B
– –
-6
Closed -$1K
IHAK icon
991
iShares Cybersecurity and Tech ETF
IHAK
$930M
– –
-90
Closed -$4K
LAMR icon
992
Lamar Advertising Co
LAMR
$13.1B
– –
-20
Closed -$2K
MBB icon
993
iShares MBS ETF
MBB
$41.3B
– –
-49
Closed -$5K
MDYV icon
994
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.5B
– –
-470
Closed -$26K
NE icon
995
Noble Corp
NE
$4.57B
$0 ﹤0.01%
+23
New –
NLY.PRI icon
996
Annaly Capital Management Series I
NLY.PRI
$408M
– –
-119
Closed -$3K
NNDM
997
Nano Dimension
NNDM
$296M
– –
-22
Closed –
NTLA icon
998
Intellia Therapeutics
NTLA
$1.29B
– –
-500
Closed -$27K
NXPI icon
999
NXP Semiconductors
NXPI
$57.7B
– –
-4
Closed -$1K
OXY.WS icon
1000
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$22.4B
$0 ﹤0.01%
31
-28
-47% –
38 39
40
41 42