SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$4.49M
3
USB icon
US Bancorp
USB
$3.52M
4
KO icon
Coca-Cola
KO
$2.83M
5
AMZN icon
Amazon
AMZN
$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$10.7M
2
INTC icon
Intel
INTC
$1.15M
3
KMI icon
Kinder Morgan
KMI
$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AHL.PRD
976
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$216M
– –
-117
Closed -$3K
AHL.PRE
977
Aspen Insurance Holdings Limited Depositary Shares
AHL.PRE
$216M
– –
-31
Closed -$1K
AMC icon
978
AMC Entertainment Holdings
AMC
$1.41B
– –
-10
Closed –
AMRN
979
Amarin Corp
AMRN
$317M
$0 ﹤0.01%
2
– –
AQB icon
980
AquaBounty Technologies
AQB
$4.54M
– –
0
– –
ASIX icon
981
AdvanSix
ASIX
$569M
$0 ﹤0.01%
1
– –
ATH.PRA
982
Athene Holding Ltd Series A
ATH.PRA
$880M
– –
-56
Closed -$2K
ATH.PRB
983
Athene Holding Ltd Series B
ATH.PRB
$298M
– –
-60
Closed -$2K
BANR icon
984
Banner Corp
BANR
$2.34B
– –
-78
Closed -$3K
BBY icon
985
Best Buy
BBY
$16.1B
– –
-71
Closed -$8K
BDN
986
Brandywine Realty Trust
BDN
$759M
– –
-307
Closed -$3K
BEN icon
987
Franklin Resources
BEN
$13B
– –
-73
Closed -$1K
BHF icon
988
Brighthouse Financial
BHF
$2.48B
$0 ﹤0.01%
9
– –
CBRE icon
989
CBRE Group
CBRE
$48.9B
– –
-81
Closed -$4K
CDP icon
990
COPT Defense Properties
CDP
$3.46B
– –
-2,000
Closed -$47K
CHRW icon
991
C.H. Robinson
CHRW
$14.9B
– –
-147
Closed -$15K
CMBS icon
992
iShares CMBS ETF
CMBS
$466M
– –
-69
Closed -$4K
CNDT icon
993
Conduent
CNDT
$447M
$0 ﹤0.01%
72
– –
CNO icon
994
CNO Financial Group
CNO
$3.85B
$0 ﹤0.01%
7
– –
COF.PRI icon
995
Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I
COF.PRI
$1.22B
– –
-124
Closed -$3K
CRBP icon
996
Corbus Pharmaceuticals
CRBP
$121M
– –
-40
Closed -$2K
CRL icon
997
Charles River Laboratories
CRL
$8.07B
– –
-25
Closed -$6K
CTRE icon
998
CareTrust REIT
CTRE
$7.56B
– –
-171
Closed -$3K
CTRA icon
999
Coterra Energy
CTRA
$18.3B
$0 ﹤0.01%
24
– –
CYBR icon
1000
CyberArk
CYBR
$23.3B
– –
-500
Closed -$52K
38 39
40
41 42