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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
976
Hercules Capital
HTGC
$3.27B
– –
-400
Closed -$5K
HYG icon
977
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
– –
-100
Closed -$8K
HYLB icon
978
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$0 ﹤0.01%
3
-121
-98% -$4.75K
IGIB icon
979
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
– –
-314
Closed -$19K
IGSB icon
980
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-312
Closed -$17K
IJK icon
981
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-140
Closed -$8K
ILF icon
982
iShares Latin America 40 ETF
ILF
$3.72B
– –
-192
Closed -$4K
INN
983
Summit Hotel Properties
INN
$654M
– –
-621
Closed -$3K
KEY.PRI icon
984
KeyCorp Series E Preferred Stock
KEY.PRI
$507M
– –
-161
Closed -$5K
KODK icon
985
Kodak
KODK
$885M
– –
-700
Closed -$6K
LEN icon
986
Lennar Class A
LEN
$20.8B
– –
-52
Closed -$4K
LW icon
987
Lamb Weston
LW
$7.56B
– –
-333
Closed -$22K
LYFT icon
988
Lyft
LYFT
$6.7B
$0 ﹤0.01%
+2
New +$73
MAIN icon
989
Main Street Capital
MAIN
$5.47B
– –
-208
Closed -$6K
MATV icon
990
Mativ Holdings
MATV
$669M
– –
-500
Closed -$15K
MCHP icon
991
Microchip Technology
MCHP
$39.6B
– –
-1,298
Closed -$67K
MET.PRE icon
992
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
$693M
– –
-392,144
Closed -$10.7M
MTB icon
993
M&T Bank
MTB
$34.3B
– –
-125
Closed -$12K
MTH icon
994
Meritage Homes
MTH
$4.63B
– –
-116
Closed -$6K
MTR
995
Mesa Royalty Trust
MTR
$4.17M
– –
-215
Closed -$1K
NNDM
996
Nano Dimension
NNDM
$333M
$0 ﹤0.01%
+22
New +$112
NVCR icon
997
NovoCure
NVCR
$2.08B
– –
-25
Closed -$3K
NWG icon
998
NatWest
NWG
$73B
– –
-1,664
Closed -$5K
OC icon
999
Owens Corning
OC
$11.3B
– –
-10
Closed -$1K
OXY.WS icon
1000
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$0 ﹤0.01%
59
– –
38 39
40
41 42

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.