SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$134M
Cap. Flow
+$30.7M
Cap. Flow %
3.14%
Top 10 Hldgs %
21.88%
Holding
2,077
New
291
Increased
244
Reduced
245
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MNK
976
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
200
– –
PSA.PRX
977
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRX
$1K ﹤0.01%
27
– –
DISCA
978
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
$1K ﹤0.01%
+45
New +$1K
BR
979
DELISTED
BURLINGTON RESOURCES INC
BR
$1K ﹤0.01%
+7
New +$1K
AEB
980
DELISTED
AEGON N.V. 5.29964% Floating Rate Perpetual Capital Securities
AEB
$1K ﹤0.01%
64
– –
UZB
981
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1K ﹤0.01%
28
-39
-58% -$1.39K
CMSD
982
CMS Energy Corporation 5.875% Junior Subordinated Notes due 2079
CMSD
$601M
– –
-56
Closed -$1K
CNDT icon
983
Conduent
CNDT
$438M
$0 ﹤0.01%
72
– –
CNO icon
984
CNO Financial Group
CNO
$3.88B
$0 ﹤0.01%
7
– –
CTBB icon
985
Qwest Corporation 6.5% Notes due 2056
CTBB
$794M
– –
-213
Closed -$4K
CTBI icon
986
Community Trust Bancorp
CTBI
$1.05B
– –
-200
Closed -$6K
CTRA icon
987
Coterra Energy
CTRA
$18.6B
$0 ﹤0.01%
24
– –
C.PRN icon
988
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.71B
– –
-108
Closed -$3K
DLR.PRK icon
989
Digital Realty Trust, Inc. 5.850% Series K Cumulative Redeemable Preferred Stock, par value $0.01 per share
DLR.PRK
$207M
– –
-57
Closed -$1K
DLR.PRL icon
990
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$296M
– –
-62
Closed -$1K
DSL
991
DoubleLine Income Solutions Fund
DSL
$1.43B
– –
-600
Closed -$8K
DUKB
992
Duke Energy Corporation 5.625% Junior Subordinated Debentures due 2078
DUKB
$494M
– –
-28
Closed -$1K
DUK.PRA icon
993
Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock
DUK.PRA
$993M
– –
-82
Closed -$2K
EBND icon
994
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.05B
$0 ﹤0.01%
13
+2
+18% –
EQNR icon
995
Equinor
EQNR
$60.7B
$0 ﹤0.01%
+32
New –
EVG
996
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
– –
-200
Closed -$2K
EZU icon
997
iShare MSCI Eurozone ETF
EZU
$7.81B
– –
-106
Closed -$3K
FALN icon
998
iShares Fallen Angels USD Bond ETF
FALN
$1.87B
– –
-430
Closed -$10K
NI.PRB
999
DELISTED
NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock
NI.PRB
– –
-82
Closed -$2K
FNB.PRE
1000
DELISTED
F.N.B. CORPORATION Representing a 1/40th Interest in a Share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E
FNB.PRE
– –
-104
Closed -$2K
38 39
40
41 42