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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
976
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-331
Closed -$18K
VTR icon
977
Ventas
VTR
$47.1B
– –
-21
Closed -$2K
VV icon
978
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
– –
-251
Closed -$34K
WIP icon
979
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$475M
– –
-250
Closed -$14K
WSO icon
980
Watsco Inc
WSO
$12.8B
– –
-7
Closed -$1K
VGR
981
DELISTED
Vector Group Ltd.
VGR
– –
-3,961
Closed -$33K
GOL
982
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
HEP
983
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-750
Closed -$19K
SPPI
984
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-690,234
Closed -$5.72M
TGP
985
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-4,800
Closed -$66K
COR
986
DELISTED
Coresite Realty Corporation
COR
– –
-14
Closed -$2K
LMRK
987
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-12,778
Closed -$231K
CLGX
988
DELISTED
Corelogic, Inc.
CLGX
– –
-23
Closed -$1K
FRAN
989
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-6
Closed –
MNK
990
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-4
Closed –
S
991
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
PSB.PRU.CL
992
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 5.75% Cumulative Pr
PSB.PRU.CL
– –
-114
Closed -$3K
PSB.PRV.CL
993
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1,000 of a Share of 5.70% Cumulative P
PSB.PRV.CL
– –
-500
Closed -$13K
PSA.PRA.CL
994
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.875% Cumulative Preferred Share of
PSA.PRA.CL
– –
-1,030
Closed -$26K
STT.PRE.CL
995
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
– –
-280
Closed -$7K
WFE.PRA.CL
996
DELISTED
WELLS FARGO REAL ESTATE INVESTMENT CORPORATION Called for Redemption
WFE.PRA.CL
– –
-1,000
Closed -$25K
STI
997
DELISTED
SunTrust Banks, Inc.
STI
– –
-6,830
Closed -$470K
VIAB
998
DELISTED
Viacom Inc. Class B
VIAB
– –
-115
Closed -$3K
COF.PRD.CL
999
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
– –
-720
Closed -$18K
COF.PRC.CL
1000
DELISTED
Capital One Financial Corporation
COF.PRC.CL
– –
-101
Closed -$3K
37 38 39
40
41

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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.