SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGIT icon
976
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.3B
– –
-166
Closed -$11K
VIV icon
977
Telefônica Brasil
VIV
$19.9B
$0 ﹤0.01%
3
– –
VMBS icon
978
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.7B
– –
-331
Closed -$18K
VTR icon
979
Ventas
VTR
$30.8B
– –
-21
Closed -$2K
VV icon
980
Vanguard Large-Cap ETF
VV
$44.7B
– –
-251
Closed -$34K
WIP icon
981
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$337M
– –
-250
Closed -$14K
WSO icon
982
Watsco
WSO
$16.4B
– –
-7
Closed -$1K
VGR
983
DELISTED
Vector Group Ltd.
VGR
– –
-3,961
Closed -$33K
GOL
984
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
HEP
985
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-750
Closed -$19K
SPPI
986
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-690,234
Closed -$5.73M
TGP
987
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-4,800
Closed -$66K
COR
988
DELISTED
Coresite Realty Corporation
COR
– –
-14
Closed -$2K
LMRK
989
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-12,778
Closed -$231K
CLGX
990
DELISTED
Corelogic, Inc.
CLGX
– –
-23
Closed -$1K
FRAN
991
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-6
Closed –
MNK
992
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-4
Closed –
S
993
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
PSB.PRU.CL
994
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 5.75% Cumulative Pr
PSB.PRU.CL
– –
-114
Closed -$3K
PSB.PRV.CL
995
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1,000 of a Share of 5.70% Cumulative P
PSB.PRV.CL
– –
-500
Closed -$13K
PSA.PRA.CL
996
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.875% Cumulative Preferred Share of
PSA.PRA.CL
– –
-1,030
Closed -$26K
STT.PRE.CL
997
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
– –
-280
Closed -$7K
WFE.PRA.CL
998
DELISTED
WELLS FARGO REAL ESTATE INVESTMENT CORPORATION Called for Redemption
WFE.PRA.CL
– –
-1,000
Closed -$25K
STI
999
DELISTED
SunTrust Banks, Inc.
STI
– –
-6,830
Closed -$470K
VIAB
1000
DELISTED
Viacom Inc. Class B
VIAB
– –
-115
Closed -$3K
37 38 39
40
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