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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$960M
AUM Growth
+$64.7M
Cap. Flow
+$62.1M
Cap. Flow %
6.47%
Top 10 Hldgs %
20.85%
Holding
2,027
New
280
Increased
204
Reduced
178
Closed
278

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$4.13M
2
PNW icon
Pinnacle West Capital
PNW
+$3.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
4
SVC
Service Properties Trust
SVC
+$1.68M
5
AJG icon
Arthur J. Gallagher & Co
AJG
+$1.61M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14.9M
2
TFC icon
Truist Financial
TFC
+$8.1M
3
STI
SunTrust Banks, Inc.
STI
+$5.8M
4
BBT.PRH
BB&T Corporation
BBT.PRH
+$4.35M
5
CINF icon
Cincinnati Financial
CINF
+$2.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.36%
2 Technology 8.34%
3 Industrials 6.45%
4 Consumer Staples 4.98%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
976
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
– –
-27
Closed -$36K
WHD icon
977
Cactus
WHD
$4.86B
– –
-48
Closed -$2K
XEL icon
978
Xcel Energy
XEL
$47.8B
– –
-123
Closed -$7K
XLI icon
979
State Street Industrial Select Sector SPDR ETF
XLI
$32.9B
– –
-148
Closed -$11K
XLY icon
980
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
– –
-200
Closed -$12K
XMPT icon
981
VanEck CEF Muni Income ETF
XMPT
$219M
– –
-735
Closed -$20K
BERY
982
DELISTED
Berry Global Group, Inc.
BERY
– –
-115
Closed -$6K
ROIC
983
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-1,500
Closed -$26K
BIG
984
DELISTED
Big Lots, Inc.
BIG
– –
-150
Closed -$4K
AEL
985
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-340
Closed -$9K
GOL
986
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
ABB
987
DELISTED
ABB Ltd
ABB
– –
-36,050
Closed -$722K
IAA
988
DELISTED
IAA, Inc. Common Stock
IAA
– –
-39
Closed -$2K
ATRS
989
DELISTED
Antares Pharma, Inc.
ATRS
– –
-3,000
Closed -$10K
APO.PRA
990
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
– –
-310
Closed -$8K
XEC
991
DELISTED
CIMAREX ENERGY CO
XEC
– –
-44
Closed -$3K
ALXN
992
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-20
Closed -$3K
RF.PRA
993
DELISTED
REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6.
RF.PRA
– –
-350
Closed -$9K
AIG.WS
994
DELISTED
American International Group, Inc.
AIG.WS
– –
-1,425
Closed -$17K
TIF
995
DELISTED
Tiffany & Co.
TIF
– –
-40
Closed -$4K
HDS
996
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-141
Closed -$6K
BK.PRC
997
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
– –
-1,701
Closed -$43K
FRAN
998
DELISTED
Francesca's Holdings Corporation
FRAN
$0 ﹤0.01%
6
– –
MNK
999
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
+4
New +$20
PJH
1000
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
– –
-91
Closed -$2K
38 39
40
41 42

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Sonora Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Sonora Investment Management held 2,027 positions worth $960M, up 7.2% from $895M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $62.1M of net new capital in Q3 2019, opening 280 new positions and adding to 204 existing holdings. Its largest new stake was Pinnacle West Capital: 36,720 shares worth $3.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 55% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was SunTrust Banks, Inc., an estimated $5.8M trimmed.

  • Sonora Investment Management's largest Q3 2019 buy was Pinnacle West Capital: 36,720 shares worth $3.56M.
  • Sonora Investment Management added most to AT&T in Q3 2019, an estimated $4.13M increase.
  • Sonora Investment Management's biggest Q3 2019 reduction was SunTrust Banks, Inc., cutting an estimated $5.8M.
  • Sonora Investment Management fully exited Apple in Q3 2019, selling an estimated $14.9M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $960M portfolio in Q3 2019.
  • Sonora Investment Management opened 280 new positions and closed 278 in Q3 2019.
  • Sonora Investment Management's portfolio value rose 7.2% quarter-over-quarter to $960M.

Based on Sonora Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.