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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
76
Cincinnati Financial
CINF
$26.4B
$2.62M 0.22%
29,943
-3,113
-9% -$248K
TXRH icon
77
Texas Roadhouse
TXRH
$13.1B
$2.57M 0.21%
32,928
-325
-1% -$24.2K
FITB.PRK
78
Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K
FITB.PRK
$181M
$2.35M 0.2%
+84,885
New +$2.3M
KMI icon
79
Kinder Morgan
KMI
$70.3B
$2.29M 0.19%
167,155
-57,785
-26% -$773K
PLUG icon
80
Plug Power
PLUG
$3.06B
$2.26M 0.19%
66,657
+60,093
+915% +$1.36M
PAYX icon
81
Paychex
PAYX
$45.2B
$2.25M 0.19%
24,168
+1,003
+4% +$89.1K
ITCI
82
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2.25M 0.19%
70,705
+11,770
+20% +$309K
CVS icon
83
CVS Health
CVS
$119B
$2.21M 0.18%
32,322
-2,089
-6% -$136K
TFC icon
84
Truist Financial
TFC
$61.6B
$2.11M 0.18%
44,091
-819
-2% -$37.1K
IBM icon
85
IBM
IBM
$222B
$2.02M 0.17%
16,753
+927
+6% +$107K
HUN icon
86
Huntsman Corp
HUN
$1.66B
$1.94M 0.16%
77,345
-1,200
-2% -$29.8K
LYB icon
87
LyondellBasell Industries
LYB
$20.6B
$1.93M 0.16%
21,023
-2,009
-9% -$164K
LUV icon
88
Southwest Airlines
LUV
$19.4B
$1.91M 0.16%
40,999
+20,588
+101% +$892K
DLR.PRJ icon
89
Digital Realty Trust 5.250% Series J Preferred Stock
DLR.PRJ
$159M
$1.84M 0.15%
70,234
-1,800
-2% -$47.8K
CSX icon
90
CSX Corp
CSX
$95B
$1.8M 0.15%
59,601
+30,609
+106% +$879K
XOM icon
91
ExxonMobil
XOM
$644B
$1.76M 0.15%
42,667
+1,283
+3% +$48.1K
AMT icon
92
American Tower
AMT
$82.1B
$1.75M 0.15%
7,789
+3,472
+80% +$807K
JPM.PRJ
93
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
$1.6M 0.13%
57,848
+56,853
+5,714% +$1.58M
LEG icon
94
Leggett & Platt
LEG
$1.6M 0.13%
36,173
-2,714
-7% -$116K
TECK icon
95
Teck Resources
TECK
$34B
$1.59M 0.13%
87,677
+3,375
+4% +$52K
HBI
96
DELISTED
Hanesbrands
HBI
$1.52M 0.13%
104,060
+15,235
+17% +$230K
TSM icon
97
TSMC
TSM
$2.17T
$1.43M 0.12%
13,099
+108
+0.8% +$10.2K
WM icon
98
Waste Management
WM
$87.8B
$1.4M 0.12%
11,843
-205
-2% -$23.9K
CVX icon
99
Chevron
CVX
$396B
$1.31M 0.11%
15,536
-71
-0.5% -$5.75K
BA icon
100
Boeing
BA
$166B
$1.24M 0.1%
5,786
-1,370
-19% -$263K
2 3
4
5 6

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OAM
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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.