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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULQ
76
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1.39M 0.13%
27,538
– –
HBI
77
DELISTED
Hanesbrands
HBI
$1.23M 0.12%
82,550
+9,745
+13% +$148K
LUV icon
78
Southwest Airlines
LUV
$19.4B
$1.22M 0.11%
22,505
+2,068
+10% +$115K
IBM icon
79
IBM
IBM
$222B
$1.1M 0.1%
8,573
+4,222
+97% +$549K
ORCL icon
80
Oracle
ORCL
$435B
$1.09M 0.1%
20,671
-636
-3% -$35K
WFC icon
81
Wells Fargo
WFC
$262B
$1.05M 0.1%
19,599
-1,308
-6% -$68.5K
DOV icon
82
Dover
DOV
$26.8B
$1.04M 0.1%
9,015
-740
-8% -$79.3K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.04M 0.1%
+4,584
New +$996K
JPM icon
84
JPMorgan Chase
JPM
$951B
$1M 0.1%
7,213
-1,914
-21% -$245K
KYN icon
85
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$983K 0.09%
70,581
+25,450
+56% +$339K
ETN icon
86
Eaton
ETN
$156B
$929K 0.09%
9,808
-1,566
-14% -$139K
NKE icon
87
Nike
NKE
$58.7B
$899K 0.09%
8,870
-431
-5% -$40.6K
FIS icon
88
Fidelity National Information Services
FIS
$21.4B
$884K 0.08%
6,357
-91
-1% -$12.2K
USB icon
89
US Bancorp
USB
$97.3B
$882K 0.08%
14,871
-109,553
-88% -$6.33M
PM icon
90
Philip Morris
PM
$299B
$768K 0.07%
9,028
-685
-7% -$56.5K
META icon
91
Meta Platforms (Facebook)
META
$1.47T
$766K 0.07%
3,732
+1,318
+55% +$255K
STWD icon
92
Starwood Property Trust
STWD
$5.85B
$765K 0.07%
30,759
+1,859
+6% +$45.5K
MCD icon
93
McDonald's
MCD
$188B
$759K 0.07%
3,842
+1,185
+45% +$235K
PFL
94
PIMCO Income Strategy Fund
PFL
$379M
$759K 0.07%
64,016
– –
TWO
95
DELISTED
Two Harbors Investment
TWO
$731K 0.07%
12,504
+500
+4% +$28.3K
PFN
96
PIMCO Income Strategy Fund II
PFN
$689M
$729K 0.07%
68,800
– –
BMY icon
97
Bristol-Myers Squibb
BMY
$136B
$723K 0.07%
11,270
+1,220
+12% +$69.9K
GS.PRN
98
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
$688K 0.07%
25,810
-2,710
-10% -$71.9K
CAT icon
99
Caterpillar
CAT
$368B
$641K 0.06%
4,341
+216
+5% +$30.1K
BABA icon
100
Alibaba
BABA
$296B
$618K 0.06%
2,912
-150
-5% -$28.1K
2 3
4
5 6

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KFM
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CCP
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.