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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
76
Eaton
ETN
$156B
$758K 0.11%
11,036
-27,612
-71% -$2.07M
MPT
77
Medical Properties Trust
MPT
$2.44B
$757K 0.11%
47,100
– –
TXN icon
78
Texas Instruments
TXN
$236B
$749K 0.11%
7,924
+2,124
+37% +$206K
GS.PRN
79
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
$740K 0.11%
29,195
-360
-1% -$9.17K
VTI icon
80
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$735K 0.11%
5,759
+283
+5% +$39.1K
MO icon
81
Altria Group
MO
$115B
$733K 0.11%
14,840
+2,025
+16% +$117K
BMY icon
82
Bristol-Myers Squibb
BMY
$136B
$717K 0.1%
13,785
+3,907
+40% +$210K
PFL
83
PIMCO Income Strategy Fund
PFL
$379M
$696K 0.1%
64,016
– –
PFN
84
PIMCO Income Strategy Fund II
PFN
$689M
$660K 0.1%
69,300
– –
ABB
85
DELISTED
ABB Ltd
ABB
$657K 0.1%
34,585
-262,220
-88% -$5.31M
WMT icon
86
Walmart Inc
WMT
$820B
$626K 0.09%
20,157
+1,101
+6% +$35.3K
TWO
87
DELISTED
Two Harbors Investment
TWO
$617K 0.09%
12,004
-1,250
-9% -$71.2K
ARRY
88
DELISTED
Array Biopharma Inc
ARRY
$563K 0.08%
39,519
-7,150
-15% -$108K
HR
89
DELISTED
Healthcare Realty Trust Incorporated
HR
$557K 0.08%
19,595
-2,000
-9% -$58K
AGNC icon
90
AGNC Investment
AGNC
$12.9B
$546K 0.08%
31,156
– –
JPM icon
91
JPMorgan Chase
JPM
$951B
$544K 0.08%
5,578
+1,237
+28% +$132K
SPY icon
92
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$526K 0.08%
2,105
+1,136
+117% +$306K
STWD icon
93
Starwood Property Trust
STWD
$5.85B
$473K 0.07%
24,000
+250
+1% +$5.39K
CIM
94
Chimera Investment
CIM
$963M
$470K 0.07%
8,800
– –
NCV
95
Virtus Convertible & Income Fund
NCV
$380M
$470K 0.07%
22,625
-250
-1% -$6.17K
SON icon
96
Sonoco
SON
$5.58B
$452K 0.07%
8,515
– –
NCZ
97
Virtus Convertible & Income Fund II
NCZ
$295M
$441K 0.06%
24,500
– –
FLG.PRU
98
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$435K 0.06%
9,720
– –
DD icon
99
DuPont de Nemours
DD
$18.5B
$421K 0.06%
3,111
-22,593
-88% -$3.24M
EAD
100
Allspring Income Opportunities Fund
EAD
$378M
$416K 0.06%
57,573
– –
2 3
4
5 6

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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.