SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KTP
951
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$0 ﹤0.01%
700
– –
DF
952
DELISTED
Dean Foods Company
DF
– –
-300
Closed –
MFGP
953
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-170
Closed -$1K
AKAO
954
DELISTED
Achaogen, Inc.
AKAO
$0 ﹤0.01%
1,000
– –
SODA
955
DELISTED
SodaStream International Ltd
SODA
$0 ﹤0.01%
200
– –
ACTA
956
DELISTED
Actua Corporation
ACTA
$0 ﹤0.01%
1
– –
CRC
957
DELISTED
California Resources Corporation
CRC
– –
-12
Closed –
WAVX
958
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
– –
OUBS
959
DELISTED
USB AG (NEW)
OUBS
– –
-551
Closed -$6K
ECTY
960
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
961
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
KRY
962
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
$0 ﹤0.01%
+50
New –
TELOZ
963
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
NT
964
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
10
– –
TMA
965
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
$0 ﹤0.01%
105
– –
HLT
966
DELISTED
HILTON HOTELS CORP
HLT
– –
-24
Closed -$2K
VASO
967
DELISTED
VASOMEDICAL INC
VASO
$0 ﹤0.01%
2,000
– –
AEB
968
DELISTED
AEGON N.V. 5.29964% Floating Rate Perpetual Capital Securities
AEB
– –
-64
Closed -$2K
NLY.PRD
969
DELISTED
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
– –
-980
Closed -$25K
SAN.PRB
970
DELISTED
Banco Santander, S.A. Floating Rate Non-cumulative Series 6 Guaranteed Preferred Securities
SAN.PRB
– –
-431
Closed -$10K
UN
971
DELISTED
Unilever NV New York Registry Shares
UN
– –
-382
Closed -$23K
STL
972
DELISTED
Sterling Bancorp
STL
– –
-198
Closed -$2K
HAUZ icon
973
Xtrackers International Real Estate ETF
HAUZ
$897M
$0 ﹤0.01%
2
– –
ABR icon
974
Arbor Realty Trust
ABR
$2.31B
– –
-76
Closed -$1K
ACB
975
Aurora Cannabis
ACB
$272M
– –
0
– –
37 38
39
40 41