SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,963
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$4.46M
3
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

1
+$10.7M
2
+$1.13M
3
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
951
– –
0
952
– –
-5
953
– –
-75
954
– –
0
955
– –
-42
956
– –
0
957
– –
-2
958
– –
-83
959
– –
-780
960
– –
-100
961
$0 ﹤0.01%
20
962
– –
-32
963
– –
-61,804
964
– –
-31
965
– –
-85
966
– –
-8
967
– –
-124
968
– –
-84
969
$0 ﹤0.01%
10
970
$0 ﹤0.01%
3,410
971
– –
-301
972
– –
-346
973
– –
-1,306
974
– –
-50
975
– –
-100
37 38
39
40 41