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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
951
iShares Core Dividend Growth ETF
DGRO
$43.6B
– –
-31
Closed -$1K
DKNG icon
952
DraftKings
DKNG
$12.5B
$0 ﹤0.01%
10
– –
DVN icon
953
Devon Energy
DVN
$52.1B
– –
-200
Closed -$2K
DXC icon
954
DXC Technology
DXC
$1.79B
– –
-128
Closed -$2K
EBND icon
955
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$0 ﹤0.01%
2
-183
-99% -$4.97K
EMLP icon
956
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
– –
-92
Closed -$2K
ENR icon
957
Energizer
ENR
$1.53B
– –
-200
Closed -$8K
EOLS icon
958
Evolus
EOLS
$587M
$0 ﹤0.01%
100
– –
EPAC icon
959
Enerpac Tool Group
EPAC
$1.92B
– –
-61
Closed -$1K
EQNR icon
960
Equinor
EQNR
$98.2B
– –
-32
Closed –
FCEL icon
961
FuelCell Energy
FCEL
$1.42B
– –
0
– –
FCOM icon
962
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
– –
-402
Closed -$16K
FDIS icon
963
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.7B
– –
-219
Closed -$14K
FHLC icon
964
Fidelity MSCI Health Care Index ETF
FHLC
$3.47B
– –
-650
Closed -$34K
FREL icon
965
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
– –
-182
Closed -$4K
FSTA icon
966
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-96
Closed -$4K
FTEC icon
967
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
– –
-262
Closed -$24K
FXI icon
968
iShares China Large-Cap ETF
FXI
$4.23B
– –
-200
Closed -$8K
GNL.PRA icon
969
Global Net Lease Inc 7.25% Series A Preferred Stock
GNL.PRA
$125M
$0 ﹤0.01%
18
– –
GOVT icon
970
iShares US Treasury Bond ETF
GOVT
$44.3B
– –
-734
Closed -$21K
GTX icon
971
Garrett Motion
GTX
$4.97B
$0 ﹤0.01%
12
– –
HAUZ icon
972
Xtrackers International Real Estate ETF
HAUZ
$1.06B
$0 ﹤0.01%
2
– –
HDV
973
iShares Core High Dividend ETF
HDV
$15.2B
– –
-2,530
Closed -$41K
HIG.PRG icon
974
The Hartford Insurance Group 6.000% Series G Preferred Stock
HIG.PRG
$339M
– –
-55
Closed -$2K
HP icon
975
Helmerich & Payne
HP
$4.25B
$0 ﹤0.01%
15
– –
37 38
39
40 41

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.