SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$134M
Cap. Flow
+$30.7M
Cap. Flow %
3.14%
Top 10 Hldgs %
21.88%
Holding
2,077
New
291
Increased
244
Reduced
245
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WLY icon
951
John Wiley & Sons Class A
WLY
$2.05B
$1K ﹤0.01%
+28
New +$1K
WSO icon
952
Watsco
WSO
$16.2B
$1K ﹤0.01%
6
-3
-33% -$500
XRX icon
953
Xerox
XRX
$486M
$1K ﹤0.01%
94
– –
ZYME icon
954
Zymeworks
ZYME
$1.07B
$1K ﹤0.01%
+26
New +$1K
QNTM
955
Quantum Biopharma Ltd. Class B Subordinate Voting Shares
QNTM
$55.3M
$1K ﹤0.01%
6
+4
+200% +$667
BEST
956
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$1K ﹤0.01%
+10
New +$1K
IVR.PRB
957
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$1K ﹤0.01%
28
– –
MRO
958
DELISTED
Marathon Oil Corporation
MRO
$1K ﹤0.01%
200
– –
LSXMK
959
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1K ﹤0.01%
52
-1
-2% -$19
LSXMA
960
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
27
-1
-4% -$37
NSS
961
DELISTED
NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043
NSS
$1K ﹤0.01%
58
– –
FTCH
962
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$1K ﹤0.01%
85
– –
FRC.PRJ
963
DELISTED
First Republic Bank Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.70% Noncumulative Perpetual Series J Preferred Stock
FRC.PRJ
$1K ﹤0.01%
32
– –
AUY
964
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
237
+76
+47% +$321
SJIJ
965
DELISTED
South Jersey Industries, Inc. 5.625% Junior Subordinated Notes due 2079
SJIJ
$1K ﹤0.01%
30
– –
PSB.PRZ
966
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 4.875% Cumulative Preferred Stock, Series Z
PSB.PRZ
$1K ﹤0.01%
31
– –
AERI
967
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
$1K ﹤0.01%
+85
New +$1K
AVLR
968
DELISTED
Avalara, Inc.
AVLR
$1K ﹤0.01%
+8
New +$1K
HGH
969
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$1K ﹤0.01%
26
– –
SF.PRA
970
DELISTED
Stifel Financial Corp.
SF.PRA
$1K ﹤0.01%
56
– –
ALXN
971
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$1K ﹤0.01%
5
– –
CLNY.PRJ
972
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$1K ﹤0.01%
87
– –
TCFCP
973
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
$1K ﹤0.01%
29
– –
TFC.PRF
974
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
51
– –
AKCA
975
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
$1K ﹤0.01%
50
– –
37 38
39
40 41