SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
-7.87%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$55.4M
Cap. Flow %
-6.57%
Top 10 Hldgs %
23.33%
Holding
1,950
New
205
Increased
186
Reduced
251
Closed
165

Top Buys

1
WMT icon
Walmart
WMT
$3.93M
2
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$2.52M
3
CVS icon
CVS Health
CVS
$2.04M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$2.03M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
$1.74M

Top Sells

1
CSX icon
CSX Corp
CSX
$5.19M
2
PNC icon
PNC Financial Services
PNC
$4.87M
3
UNP icon
Union Pacific
UNP
$4.48M
4
EMR icon
Emerson Electric
EMR
$4.45M
5
MSFT icon
Microsoft
MSFT
$4.1M

Sector Composition

1 Technology 10.26%
2 Consumer Staples 6.24%
3 Healthcare 4.75%
4 Industrials 4.57%
5 Financials 3.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LTS.PRA
951
DELISTED
Ladenburg Thalmann Financial Services Inc. 8.00% Series A
LTS.PRA
– –
-100
Closed -$3K
COF.PRP.CL
952
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
– –
-400
Closed -$10K
JPM.PRF.CL
953
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
– –
-333
Closed -$9K
ECCA.CL
954
DELISTED
Eagle Point Credit Company Inc. Series A Term Preferred Stock due 2022 Called for Redemption
ECCA.CL
– –
-283
Closed -$7K
ALL.PRA.CL
955
DELISTED
Allstate Corporation, The Depositary Shares (each representing a 1/1,000th Interest in a Share of Fi
ALL.PRA.CL
– –
-470
Closed -$12K
DF
956
DELISTED
Dean Foods Company
DF
$0 ﹤0.01%
300
– –
AABA
957
DELISTED
Altaba Inc. Common Stock
AABA
$0 ﹤0.01%
125
– –
AKAO
958
DELISTED
Achaogen, Inc.
AKAO
$0 ﹤0.01%
1,000
– –
TFCFA
959
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-29
Closed -$1K
SODA
960
DELISTED
SodaStream International Ltd
SODA
$0 ﹤0.01%
200
– –
ACTA
961
DELISTED
Actua Corporation
ACTA
$0 ﹤0.01%
1
– –
TERP
962
DELISTED
TerraForm Power, Inc
TERP
– –
-1,300
Closed -$20K
CLNY
963
DELISTED
Colony Capital, Inc.
CLNY
– –
-807
Closed -$4K
AA.PR
964
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
$0 ﹤0.01%
23
– –
CRC
965
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
WAVX
966
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
+1
New –
CMK
967
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$0 ﹤0.01%
5,516
– –
OUBS
968
DELISTED
USB AG (NEW)
OUBS
– –
-171
Closed -$2K
ECTY
969
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
970
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
HIT
971
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
– –
-41
Closed -$3K
TELOZ
972
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
GM
973
DELISTED
GEN MOTORS CORP
GM
– –
-193
Closed -$7K
NT
974
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
10
– –
TMA
975
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
$0 ﹤0.01%
165
– –
37 38
39
40 41