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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCO icon
951
Arcos Dorados Holdings
ARCO
$1.69B
$0 ﹤0.01%
103
– –
ASIX icon
952
AdvanSix
ASIX
$445M
$0 ﹤0.01%
1
– –
AU icon
953
AngloGold Ashanti
AU
$57.2B
$0 ﹤0.01%
10
– –
BAC.PRL icon
954
Bank of America Series L
BAC.PRL
$3.99B
– –
-56
Closed -$81K
BBU
955
DELISTED
Brookfield Business Partners
BBU
$0 ﹤0.01%
22
– –
BHF icon
956
Brighthouse Financial
BHF
$3.05B
$0 ﹤0.01%
9
-6
-40% -$212
BND icon
957
Vanguard Total Bond Market
BND
$161B
– –
-233
Closed -$20K
BNDX icon
958
Vanguard Total International Bond ETF
BNDX
$82.5B
– –
-336
Closed -$19K
CASI
959
DELISTED
CASI Pharmaceuticals
CASI
– –
-330
Closed -$10K
CHCT
960
Community Healthcare Trust
CHCT
$428M
– –
-1,000
Closed -$43K
CIM.PRA
961
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$127M
– –
-416
Closed -$11K
CIM.PRB
962
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$323M
– –
-418
Closed -$11K
CLAR icon
963
Clarus
CLAR
$145M
– –
-1,607
Closed -$22K
CMRE.PRD icon
964
Costamare Inc 8.75% Series D Preferred Stock
CMRE.PRD
$108M
– –
-150
Closed -$4K
CNDT icon
965
Conduent
CNDT
$267M
$0 ﹤0.01%
72
– –
CNO icon
966
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
CTRA
967
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
24
– –
DBEF icon
968
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.38B
– –
-136
Closed -$5K
DRI icon
969
Darden Restaurants
DRI
$24.5B
– –
-4,050
Closed -$441K
DVA icon
970
DaVita
DVA
$11.5B
– –
-41
Closed -$3K
EBND icon
971
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$0 ﹤0.01%
11
+2
+22% +$54
ELD icon
972
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-475
Closed -$17K
EOLS icon
973
Evolus
EOLS
$587M
$0 ﹤0.01%
+100
New +$847
EQT icon
974
EQT Corp
EQT
$34.1B
– –
-190
Closed -$2K
EWJ icon
975
iShares MSCI Japan ETF
EWJ
$22.7B
– –
-81
Closed -$5K
37 38
39
40 41

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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.