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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFLN
951
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
– –
-214
Closed -$4K
PMTS icon
952
CPI Card Group
PMTS
$332M
$0 ﹤0.01%
40
-40
-50% -$60
PNR icon
953
Pentair
PNR
$9.84B
– –
-8
Closed –
POST icon
954
Post Holdings
POST
$3.87B
– –
-458
Closed -$32K
PXH icon
955
Invesco FTSE RAFI Emerging Markets ETF
PXH
$2.01B
– –
-1
Closed –
RDVY icon
956
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
– –
-465
Closed -$15K
RELX icon
957
RELX
RELX
$63.6B
– –
-100
Closed -$2K
RGLS
958
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RIGS icon
959
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-300
Closed -$7K
RMR icon
960
The RMR Group
RMR
$332M
$0 ﹤0.01%
5
– –
RWR icon
961
State Street SPDR Dow Jones REIT ETF
RWR
$1.84B
– –
-260
Closed -$27K
SCHP icon
962
Schwab US TIPS ETF
SCHP
$16.5B
– –
-560
Closed -$16K
SDS icon
963
ProShares UltraShort S&P500
SDS
$393M
– –
0
– –
SHW icon
964
Sherwin-Williams
SHW
$83.7B
– –
-150
Closed -$28K
SJNK icon
965
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
– –
-180
Closed -$5K
SNFCA icon
966
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
32
– –
SPG icon
967
Simon Property Group
SPG
$69.4B
– –
-72
Closed -$11K
SPSM icon
968
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
– –
-1,323
Closed -$40K
SPTL icon
969
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11B
– –
-116
Closed -$5K
UDN icon
970
Invesco DB US Dollar Index Bearish Fund
UDN
$101M
– –
-200
Closed -$4K
VB icon
971
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
– –
-300
Closed -$46K
VCLT icon
972
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
– –
-47
Closed -$5K
VEU icon
973
Vanguard FTSE All-World ex-US ETF
VEU
$70.4B
– –
-279
Closed -$14K
VGIT icon
974
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
– –
-166
Closed -$11K
VIV icon
975
Telefônica Brasil
VIV
$18.2B
$0 ﹤0.01%
3
– –
37 38
39
40 41

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.