SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OMC icon
951
Omnicom Group
OMC
$15.2B
– –
-51
Closed -$4K
PDBC icon
952
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.49B
– –
-1,122
Closed -$18K
PGX icon
953
Invesco Preferred ETF
PGX
$3.89B
– –
-119
Closed -$2K
PHB icon
954
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$353M
– –
-214
Closed -$4K
PMTS icon
955
CPI Card Group
PMTS
$167M
$0 ﹤0.01%
40
-40
-50% –
PNR icon
956
Pentair
PNR
$18B
– –
-8
Closed –
POST icon
957
Post Holdings
POST
$5.86B
– –
-458
Closed -$32K
PXH icon
958
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.56B
– –
-1
Closed –
RDVY icon
959
First Trust Rising Dividend Achievers ETF
RDVY
$16.6B
– –
-465
Closed -$15K
RELX icon
960
RELX
RELX
$85.5B
– –
-100
Closed -$2K
RIGS icon
961
RiverFront Strategic Income Fund
RIGS
$93M
– –
-300
Closed -$7K
RMR icon
962
The RMR Group
RMR
$283M
$0 ﹤0.01%
5
– –
RWR icon
963
SPDR Dow Jones REIT ETF
RWR
$1.82B
– –
-260
Closed -$27K
SCHP icon
964
Schwab US TIPS ETF
SCHP
$13.9B
– –
-560
Closed -$16K
SDS icon
965
ProShares UltraShort S&P500
SDS
$439M
– –
0
– –
SHW icon
966
Sherwin-Williams
SHW
$91.2B
– –
-150
Closed -$28K
SJNK icon
967
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.86B
– –
-180
Closed -$5K
SNFCA icon
968
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
30
– –
SPG icon
969
Simon Property Group
SPG
$59.3B
– –
-72
Closed -$11K
SPSM icon
970
SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$12.6B
– –
-1,323
Closed -$40K
SPTL icon
971
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.5B
– –
-116
Closed -$5K
UDN icon
972
Invesco DB US Dollar Index Bearish Fund
UDN
$146M
– –
-200
Closed -$4K
VB icon
973
Vanguard Small-Cap ETF
VB
$66.7B
– –
-300
Closed -$46K
VCLT icon
974
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.77B
– –
-47
Closed -$5K
VEU icon
975
Vanguard FTSE All-World ex-US ETF
VEU
$48.5B
– –
-279
Closed -$14K
37 38
39
40 41