SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.14%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.27B
AUM Growth
+$64.4M
Cap. Flow
+$37.7M
Cap. Flow %
2.96%
Top 10 Hldgs %
18.53%
Holding
2,005
New
248
Increased
233
Reduced
249
Closed
209

Top Buys

1
TFC icon
Truist Financial
TFC
$6.52M
2
LYB icon
LyondellBasell Industries
LYB
$3.89M
3
LUV icon
Southwest Airlines
LUV
$2.94M
4
ORCL icon
Oracle
ORCL
$2.62M
5
PAGS icon
PagSeguro Digital
PAGS
$2.23M

Top Sells

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$5.4M
2
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$4.3M
3
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$3.25M
4
PEP icon
PepsiCo
PEP
$2.47M
5
GLW icon
Corning
GLW
$1.9M

Sector Composition

1 Technology 13.14%
2 Industrials 5.98%
3 Financials 5.87%
4 Consumer Staples 5.57%
5 Healthcare 5.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PBCT
926
DELISTED
People's United Financial Inc
PBCT
$1K ﹤0.01%
+60
New +$1K
ALXN
927
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$1K ﹤0.01%
5
– –
AABA
928
DELISTED
Altaba Inc. Common Stock
AABA
$1K ﹤0.01%
100
– –
AA.PR
929
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
$1K ﹤0.01%
23
– –
RZA
930
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$1K ﹤0.01%
51
-131
-72% -$2.57K
SCHG icon
931
Schwab US Large-Cap Growth ETF
SCHG
$48.2B
– –
-21,928
Closed -$352K
FNDE icon
932
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.39B
– –
-689
Closed -$19K
ECTY
933
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
934
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
KRY
935
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
$0 ﹤0.01%
50
– –
TELOZ
936
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
LMC
937
DELISTED
LUNDIN MINING CORPORATION
LMC
– –
-85
Closed -$1K
NT
938
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
– –
-10
Closed –
TMA
939
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
$0 ﹤0.01%
105
– –
ANZ
940
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
– –
-1,500
Closed -$26K
VASO
941
DELISTED
VASOMEDICAL INC
VASO
$0 ﹤0.01%
2,000
– –
AFCI
942
DELISTED
ADVANCED FIBRE COMMUNCTNS
AFCI
– –
-985
Closed -$26K
AHL.PRC
943
DELISTED
Aspen Insurance Holdings Limited 5.95% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares
AHL.PRC
– –
-146
Closed -$4K
IBMJ
944
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-375
Closed -$10K
ASB.PRC
945
DELISTED
Associated Banc-Corp
ASB.PRC
– –
-500
Closed -$13K
UZB
946
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
– –
-28
Closed -$1K
FTR
947
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
+5
New –
RNT
948
DELISTED
AARON RENTS INC
RNT
– –
-100
Closed -$2K
ASTI
949
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
$0 ﹤0.01%
+10,000
New –
BAC.PRC
950
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
– –
-17,480
Closed -$437K
36 37
38
39 40