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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHL.PRD
926
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$189M
– –
-117
Closed -$3K
AHL.PRE
927
Aspen Insurance Holdings Limited Depositary Shares
AHL.PRE
$188M
– –
-31
Closed -$1K
AMC icon
928
AMC Entertainment Holdings
AMC
$2.31B
– –
-10
Closed –
AMRN
929
Amarin Corp
AMRN
$295M
$0 ﹤0.01%
2
– –
AQB icon
930
AquaBounty Technologies
AQB
$6.43M
– –
0
– –
ASIX icon
931
AdvanSix
ASIX
$445M
$0 ﹤0.01%
1
– –
ATH.PRA
932
Athene Holding Ltd Series A
ATH.PRA
$823M
– –
-56
Closed -$2K
ATH.PRB
933
Athene Holding Ltd Series B
ATH.PRB
$254M
– –
-60
Closed -$2K
BANR icon
934
Banner Corp
BANR
$2.4B
– –
-78
Closed -$3K
BBY icon
935
Best Buy
BBY
$17.4B
– –
-71
Closed -$8K
BDN
936
Brandywine Realty Trust
BDN
$527M
– –
-307
Closed -$3K
BEN icon
937
Franklin Templeton
BEN
$17.6B
– –
-73
Closed -$1K
BHF icon
938
Brighthouse Financial
BHF
$3.05B
$0 ﹤0.01%
9
– –
CBRE icon
939
CBRE Group
CBRE
$43.7B
– –
-81
Closed -$4K
CDP icon
940
COPT Defense Properties
CDP
$4.15B
– –
-2,000
Closed -$47K
CHRW icon
941
C.H. Robinson
CHRW
$17.6B
– –
-147
Closed -$15K
CMBS icon
942
iShares CMBS ETF
CMBS
$472M
– –
-69
Closed -$4K
CNDT icon
943
Conduent
CNDT
$267M
$0 ﹤0.01%
72
– –
CNO icon
944
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
COF.PRI icon
945
Capital One Financial Series I Preferred Stock
COF.PRI
$1.05B
– –
-124
Closed -$3K
CRBP icon
946
Corbus Pharmaceuticals
CRBP
$211M
– –
-40
Closed -$2K
CRL icon
947
Charles River Laboratories
CRL
$13.9B
– –
-25
Closed -$6K
CTRE icon
948
CareTrust REIT
CTRE
$9.22B
– –
-171
Closed -$3K
CTRA
949
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
24
– –
CYBR
950
DELISTED
CyberArk
CYBR
– –
-500
Closed -$52K
36 37
38
39 40

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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.