SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SOJD
926
The Southern Company Series 2020A 4.95% Junior Subordinated Notes due January 30, 2080
SOJD
$882M
– –
-92
Closed -$2K
SPIP icon
927
SPDR Portfolio TIPS ETF
SPIP
$987M
– –
-102
Closed -$3K
SPIB icon
928
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.6B
$0 ﹤0.01%
8
-1,884
-100% –
SPSM icon
929
SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$12.7B
– –
-964
Closed -$26K
SPTL icon
930
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.7B
– –
-137
Closed -$6K
AVLR
931
DELISTED
Avalara, Inc.
AVLR
– –
-8
Closed -$1K
XLNX
932
DELISTED
Xilinx Inc
XLNX
– –
-100
Closed -$10K
BSA
933
DELISTED
BrightSphere Investment Group Inc. 5.125% Notes due 2031
BSA
– –
-124
Closed -$3K
FPI.PRB
934
DELISTED
Farmland Partners Inc. Series B Participating Preferred Stock
FPI.PRB
– –
-63
Closed -$2K
AGO.PRE
935
DELISTED
Assured Guaranty Municipal Holdings Inc. 6.25% Notes due 2102
AGO.PRE
– –
-84
Closed -$2K
VER.PRF
936
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$0 ﹤0.01%
10
– –
FIT
937
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-300
Closed -$2K
AIG.WS
938
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
3,410
– –
BK.PRC
939
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
– –
-301
Closed -$8K
DNKN
940
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-346
Closed -$28K
WFC.PRV
941
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
– –
-11
Closed –
WFC.PRT
942
DELISTED
WELLS FARGO & COMPANY SERIES T
WFC.PRT
– –
-1,306
Closed -$34K
MYOK
943
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-150
Closed -$20K
LVGO
944
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-50
Closed -$7K
IMMU
945
DELISTED
Immunomedics Inc
IMMU
– –
-100
Closed -$9K
DLR.PRG
946
DELISTED
DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par value
DLR.PRG
– –
-945
Closed -$24K
AKCA
947
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
– –
-50
Closed -$1K
MNK
948
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
200
– –
FRC.PRF
949
DELISTED
First Republic Bank Depositary Shares, each representing a 1/40th interest in a share of 5.70% Noncu
FRC.PRF
– –
-500
Closed -$13K
NBL
950
DELISTED
Noble Energy, Inc.
NBL
– –
-200
Closed -$2K
36 37
38
39 40