SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
-7.87%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$55.4M
Cap. Flow %
-6.57%
Top 10 Hldgs %
23.33%
Holding
1,950
New
205
Increased
186
Reduced
251
Closed
165

Top Buys

1
WMT icon
Walmart
WMT
$3.93M
2
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$2.52M
3
CVS icon
CVS Health
CVS
$2.04M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$2.03M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
$1.74M

Top Sells

1
CSX icon
CSX Corp
CSX
$5.19M
2
PNC icon
PNC Financial Services
PNC
$4.87M
3
UNP icon
Union Pacific
UNP
$4.48M
4
EMR icon
Emerson Electric
EMR
$4.45M
5
MSFT icon
Microsoft
MSFT
$4.1M

Sector Composition

1 Technology 10.26%
2 Consumer Staples 6.24%
3 Healthcare 4.75%
4 Industrials 4.57%
5 Financials 3.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLNY.PRJ
926
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$1K ﹤0.01%
+87
New +$1K
TCFCP
927
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
$1K ﹤0.01%
+29
New +$1K
AMH.PRD
928
DELISTED
American Homes 4 Rent 6.5% Series D Cumulative Redeemable Perpetual Preferred Shares of beneficial i
AMH.PRD
$1K ﹤0.01%
+28
New +$1K
WRB.PRD
929
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$1K ﹤0.01%
+29
New +$1K
WRB.PRC
930
DELISTED
W.R. Berkley Corporation 5.900% Subordinated Debentures due 2056
WRB.PRC
$1K ﹤0.01%
+55
New +$1K
TFC.PRF
931
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
51
– –
WFC.PRV
932
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$1K ﹤0.01%
+26
New +$1K
COF.PRF
933
DELISTED
Capital One Financial Corporation
COF.PRF
$1K ﹤0.01%
+29
New +$1K
AFGH
934
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$1K ﹤0.01%
+28
New +$1K
AKCA
935
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
$1K ﹤0.01%
50
– –
NBL
936
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
200
– –
PSA.PRX
937
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRX
$1K ﹤0.01%
27
– –
KTP
938
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$1K ﹤0.01%
700
– –
C.PRS
939
DELISTED
CITIGROUP CAP IX 6.0% TR PFD
C.PRS
$1K ﹤0.01%
+57
New +$1K
AHD
940
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$1K ﹤0.01%
268
– –
EBIX
941
DELISTED
Ebix Inc
EBIX
$1K ﹤0.01%
87
– –
AEB
942
DELISTED
AEGON N.V. 5.29964% Floating Rate Perpetual Capital Securities
AEB
$1K ﹤0.01%
+64
New +$1K
UZB
943
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1K ﹤0.01%
67
-233
-78% -$3.48K
MGR.CL
944
DELISTED
Affiliated Managers Group, Inc.
MGR.CL
$1K ﹤0.01%
+57
New +$1K
MNK
945
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
+200
New –
AMTD
946
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-30
Closed -$2K
GBLIZ
947
DELISTED
Global Indemnity Limited 7.75% Subordinated Note Due 2045
GBLIZ
– –
-250
Closed -$6K
S
948
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
STT.PRC.CL
949
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
– –
-159
Closed -$4K
LTSK
950
DELISTED
Ladenburg Thalmann Financial Services Inc. 7.25% Senior Notes due 2028
LTSK
– –
-275
Closed -$6K
36 37
38
39 40