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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNY.PRJ
926
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$1K ﹤0.01%
+87
New +$1.81K
TCFCP
927
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
$1K ﹤0.01%
+29
New +$727
AMH.PRD
928
DELISTED
American Homes 4 Rent 6.5% Series D Cumulative Redeemable Perpetual Preferred Shares of beneficial i
AMH.PRD
$1K ﹤0.01%
+28
New +$715
WRB.PRD
929
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$1K ﹤0.01%
+29
New +$722
WRB.PRC
930
DELISTED
W.R. Berkley Corporation 5.900% Subordinated Debentures due 2056
WRB.PRC
$1K ﹤0.01%
+55
New +$1.38K
TFC.PRF
931
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
51
– –
WFC.PRV
932
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$1K ﹤0.01%
+26
New +$663
COF.PRF
933
DELISTED
Capital One Financial Corporation
COF.PRF
$1K ﹤0.01%
+29
New +$731
AFGH
934
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$1K ﹤0.01%
+28
New +$705
AKCA
935
DELISTED
Akcea Therapeutics Inc
AKCA
$1K ﹤0.01%
50
– –
NBL
936
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
200
– –
PSA.PRX
937
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRX
$1K ﹤0.01%
27
– –
KTP
938
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$1K ﹤0.01%
700
– –
C.PRS
939
DELISTED
CITIGROUP CAP IX 6.0% TR PFD
C.PRS
$1K ﹤0.01%
+57
New +$1K
AHD
940
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$1K ﹤0.01%
268
– –
EBIX
941
DELISTED
Ebix Inc
EBIX
$1K ﹤0.01%
87
– –
AEB
942
DELISTED
Aegon NV 5.29964% Floating Rate Perpetual Capital Securities
AEB
$1K ﹤0.01%
+64
New +$1.48K
UZB
943
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1K ﹤0.01%
67
-233
-78% -$5.77K
MGR.CL
944
DELISTED
Affiliated Managers Group Inc
MGR.CL
$1K ﹤0.01%
+57
New +$1K
ABR icon
945
Arbor Realty Trust
ABR
$944M
$0 ﹤0.01%
72
-1,161
-94% -$14.2K
ACB
946
Aurora Cannabis
ACB
$254M
– –
0
– –
AMRN
947
Amarin Corp
AMRN
$295M
$0 ﹤0.01%
2
-188
-99% -$62.5K
AOK icon
948
iShares Core Conservative Allocation ETF
AOK
$796M
– –
-168
Closed -$6K
APA icon
949
APA Corp
APA
$14.9B
$0 ﹤0.01%
43
– –
AQB icon
950
AquaBounty Technologies
AQB
$6.43M
– –
0
– –
36 37
38
39 40

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KFM
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CCP
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.