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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
926
Garmin
GRMN
$55B
– –
-5
Closed –
HDB icon
927
HDFC Bank
HDB
$119B
– –
-52
Closed -$1K
HIG icon
928
Hartford Financial Services
HIG
$37.5B
– –
-100
Closed -$6K
HIW icon
929
Highwoods Properties
HIW
$3.44B
– –
-297
Closed -$13K
HYS icon
930
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
– –
-331
Closed -$33K
IGSB icon
931
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-302
Closed -$16K
BRSL
932
Brightstar Lottery PLC
BRSL
$2.11B
– –
-28
Closed –
IWB icon
933
iShares Russell 1000 ETF
IWB
$49.1B
– –
-52
Closed -$9K
IYH icon
934
iShares US Healthcare ETF
IYH
$3.74B
– –
-190
Closed -$7K
KIM icon
935
Kimco Realty
KIM
$16B
– –
-406
Closed -$8K
KOPN icon
936
Kopin
KOPN
$833M
– –
-5,200
Closed -$4K
KR icon
937
Kroger
KR
$35.4B
$0 ﹤0.01%
6
-26
-81% -$689
LBRDK
938
DELISTED
Liberty Broadband Class C
LBRDK
– –
-5
Closed -$1K
LYV icon
939
Live Nation Entertainment
LYV
$42.3B
$0 ﹤0.01%
6
– –
MBRX icon
940
Moleculin Biotech
MBRX
$12.7M
– –
-4
Closed -$11K
MGK icon
941
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
– –
-410
Closed -$11K
MMU
942
Western Asset Managed Municipals Fund
MMU
$551M
– –
-1,395
Closed -$19K
MOH icon
943
Molina Healthcare
MOH
$10.4B
– –
-46
Closed -$5K
MXL icon
944
MaxLinear
MXL
$5.6B
– –
-100
Closed -$2K
NBR icon
945
Nabors Industries
NBR
$1.39B
– –
-2
Closed –
NGG icon
946
National Grid
NGG
$79.8B
– –
-2
Closed –
NUS icon
947
Nu Skin
NUS
$236M
– –
-1
Closed –
OMC icon
948
Omnicom Group
OMC
$24.2B
– –
-51
Closed -$4K
PDBC icon
949
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.01B
– –
-1,122
Closed -$18K
PGX icon
950
Invesco Preferred ETF
PGX
$3.72B
– –
-119
Closed -$2K
36 37
38
39 40

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.