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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCE.PRJ
901
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$1K ﹤0.01%
31
– –
SNV.PRD
902
DELISTED
Synovus Financial Corp Series D Preferred Stock
SNV.PRD
$1K ﹤0.01%
28
– –
SNV.PRE
903
DELISTED
Synovus Financial Corp 5.875% Series E Preferred Stock
SNV.PRE
$1K ﹤0.01%
29
– –
VLYPO
904
Valley National Bancorp 5.50% Series B Preferred Stock
VLYPO
$100M
$1K ﹤0.01%
29
– –
VMBS icon
905
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$1K ﹤0.01%
18
-999
-98% -$54K
IVR.PRB
906
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$1K ﹤0.01%
28
– –
LSXMA
907
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
27
– –
NSS
908
DELISTED
NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043
NSS
$1K ﹤0.01%
58
– –
UBP.PRH
909
DELISTED
Urstadt Biddle Properties Inc. 6.250 Percent Series H Cumulative Redeemable Preferred Stock
UBP.PRH
$1K ﹤0.01%
23
– –
ABB
910
DELISTED
ABB Ltd
ABB
$1K ﹤0.01%
50
-54
-52% -$1.44K
AUY
911
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
161
-76
-32% -$428
HGH
912
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$1K ﹤0.01%
26
– –
CONE
913
DELISTED
CyrusOne Inc Common Stock
CONE
$1K ﹤0.01%
+13
New +$943
SF.PRA
914
DELISTED
Stifel Financial Corp.
SF.PRA
$1K ﹤0.01%
56
– –
ALXN
915
DELISTED
Alexion Pharmaceuticals
ALXN
$1K ﹤0.01%
5
– –
TCFCP
916
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
$1K ﹤0.01%
29
– –
APHA
917
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
100
– –
TFC.PRF
918
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
51
– –
CXO
919
DELISTED
CONCHO RESOURCES INC.
CXO
$1K ﹤0.01%
22
– –
AABA
920
DELISTED
Altaba Inc
AABA
$1K ﹤0.01%
100
– –
AA.PR
921
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
$1K ﹤0.01%
23
– –
LMC
922
DELISTED
LUNDIN MINING CORPORATION
LMC
$1K ﹤0.01%
+85
New +$1K
UZB
923
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1K ﹤0.01%
28
– –
ABR icon
924
Arbor Realty Trust
ABR
$944M
– –
-76
Closed -$1K
ACB
925
Aurora Cannabis
ACB
$254M
– –
0
– –
35 36
37
38 39

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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.