SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPL icon
901
PPL Corp
PPL
$26.5B
$1K ﹤0.01%
+45
New +$1K
PRGO icon
902
Perrigo
PRGO
$3.07B
$1K ﹤0.01%
17
– –
SCE.PRJ
903
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$310M
$1K ﹤0.01%
31
– –
SNV.PRD icon
904
Synovus Financial Corp. Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D Liquidation Preference $25.00 per Share
SNV.PRD
$204M
$1K ﹤0.01%
28
– –
SNV.PRE icon
905
Synovus Financial Corp. 5.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E
SNV.PRE
$377M
$1K ﹤0.01%
29
– –
VLYPO
906
Valley National Bancorp 5.50% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B
VLYPO
$102M
$1K ﹤0.01%
29
– –
VMBS icon
907
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
$1K ﹤0.01%
18
-999
-98% -$55.5K
IVR.PRB
908
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$1K ﹤0.01%
28
– –
LSXMA
909
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
27
– –
NSS
910
DELISTED
NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043
NSS
$1K ﹤0.01%
58
– –
UBP.PRH
911
DELISTED
Urstadt Biddle Properties Inc. 6.250 Percent Series H Cumulative Redeemable Preferred Stock
UBP.PRH
$1K ﹤0.01%
23
– –
ABB
912
DELISTED
ABB Ltd.
ABB
$1K ﹤0.01%
50
-54
-52% -$1.08K
AUY
913
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
161
-76
-32% -$472
HGH
914
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$1K ﹤0.01%
26
– –
CONE
915
DELISTED
CyrusOne Inc Common Stock
CONE
$1K ﹤0.01%
+13
New +$1K
SF.PRA
916
DELISTED
Stifel Financial Corp.
SF.PRA
$1K ﹤0.01%
56
– –
ALXN
917
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$1K ﹤0.01%
5
– –
TCFCP
918
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
$1K ﹤0.01%
29
– –
APHA
919
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
100
– –
TFC.PRF
920
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
51
– –
CXO
921
DELISTED
CONCHO RESOURCES INC.
CXO
$1K ﹤0.01%
22
– –
AABA
922
DELISTED
Altaba Inc. Common Stock
AABA
$1K ﹤0.01%
100
– –
AA.PR
923
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
$1K ﹤0.01%
23
– –
LMC
924
DELISTED
LUNDIN MINING CORPORATION
LMC
$1K ﹤0.01%
+85
New +$1K
UZB
925
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1K ﹤0.01%
28
– –
35 36
37
38 39