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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQB icon
901
AquaBounty Technologies
AQB
$6.43M
– –
0
– –
ASIX icon
902
AdvanSix
ASIX
$445M
$0 ﹤0.01%
1
– –
AU icon
903
AngloGold Ashanti
AU
$57.2B
$0 ﹤0.01%
+10
New +$201
AXDX
904
DELISTED
Accelerate Diagnostics
AXDX
– –
-220
Closed -$41K
BBN icon
905
BlackRock Taxable Municipal Bond Trust
BBN
$981M
– –
-545
Closed -$13K
BKN
906
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-2,070
Closed -$32K
CAE icon
907
CAE Inc
CAE
$7.81B
– –
-55
Closed -$1K
CLB icon
908
Core Laboratories
CLB
$567M
– –
-300
Closed -$14K
CMA
909
DELISTED
Comerica
CMA
– –
-12
Closed -$1K
CNDT icon
910
Conduent
CNDT
$267M
$0 ﹤0.01%
72
– –
CNO icon
911
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
COF icon
912
Capital One
COF
$132B
– –
-150
Closed -$14K
CTRA
913
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
24
– –
DDD icon
914
3D Systems Corp
DDD
$545M
– –
-20
Closed –
DG icon
915
Dollar General
DG
$27.1B
– –
-10
Closed -$2K
EBND icon
916
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$0 ﹤0.01%
9
– –
EQIX icon
917
Equinix
EQIX
$103B
– –
-7
Closed -$4K
ES icon
918
Eversource Energy
ES
$26.7B
– –
-110
Closed -$9K
FCEL icon
919
FuelCell Energy
FCEL
$1.42B
– –
0
– –
FCOM icon
920
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
– –
-598
Closed -$20K
FDIS icon
921
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.7B
– –
-450
Closed -$21K
FIDU icon
922
Fidelity MSCI Industrials Index ETF
FIDU
$2.27B
– –
-170
Closed -$7K
FSTA icon
923
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-431
Closed -$16K
FTC icon
924
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.35B
– –
-205
Closed -$14K
FTEC icon
925
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
– –
-493
Closed -$31K
35 36
37
38 39

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LBD
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AG
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FMT
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KFM
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CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.