SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLNY.PRJ
876
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$2K ﹤0.01%
87
– –
WFC.PRW
877
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRW
$2K ﹤0.01%
68
– –
JPM.PRD.CL
878
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
$2K ﹤0.01%
65
– –
REP
879
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$2K ﹤0.01%
200
– –
RNR.PRE
880
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
$2K ﹤0.01%
93
– –
RNT
881
DELISTED
AARON RENTS INC
RNT
$2K ﹤0.01%
100
-100
-50% -$2K
AGNCM icon
882
AGNC Investment Corp Series D
AGNCM
$226M
$1K ﹤0.01%
29
– –
AGNCO icon
883
AGNC Investment Dep Shares 1/1000 Cumulative Series E
AGNCO
$1K ﹤0.01%
30
– –
AGNCN icon
884
AGNC Investment Corp Series C
AGNCN
$310M
$1K ﹤0.01%
58
– –
AIV
885
Aimco
AIV
$1.09B
$1K ﹤0.01%
264
-1,733
-87% -$6.56K
APA icon
886
APA Corp
APA
$7.75B
$1K ﹤0.01%
43
– –
ARCO icon
887
Arcos Dorados Holdings
ARCO
$1.45B
$1K ﹤0.01%
102
– –
BAC.PRK icon
888
Bank of America Depository Shares Series HH
BAC.PRK
$865M
$1K ﹤0.01%
38
-28
-42% -$737
BBU
889
Brookfield Business Partners
BBU
$2.37B
$1K ﹤0.01%
22
– –
CME icon
890
CME Group
CME
$94.3B
$1K ﹤0.01%
+4
New +$1K
EEM icon
891
iShares MSCI Emerging Markets ETF
EEM
$19.5B
$1K ﹤0.01%
20
-380
-95% -$19K
IDV icon
892
iShares International Select Dividend ETF
IDV
$5.78B
$1K ﹤0.01%
41
– –
IEO icon
893
iShares US Oil & Gas Exploration & Production ETF
IEO
$467M
$1K ﹤0.01%
25
– –
IFF icon
894
International Flavors & Fragrances
IFF
$16.7B
$1K ﹤0.01%
+6
New +$1K
KTB icon
895
Kontoor Brands
KTB
$4.36B
$1K ﹤0.01%
15
– –
NANR icon
896
SPDR S&P North American Natural Resources ETF
NANR
$646M
$1K ﹤0.01%
+44
New +$1K
NLY.PRF icon
897
Annaly Capital Management Series F
NLY.PRF
$742M
$1K ﹤0.01%
58
– –
NXPI icon
898
NXP Semiconductors
NXPI
$56.4B
$1K ﹤0.01%
4
-27
-87% -$6.75K
OR icon
899
OR Royalties Inc.
OR
$6.51B
$1K ﹤0.01%
61
– –
POST icon
900
Post Holdings
POST
$5.75B
$1K ﹤0.01%
17
– –
34 35
36
37 38