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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM.PRD.CL
876
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
$2K ﹤0.01%
65
– –
REP
877
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$2K ﹤0.01%
200
– –
RNR.PRE
878
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
$2K ﹤0.01%
93
– –
RNT
879
DELISTED
Aaron Rents Inc
RNT
$2K ﹤0.01%
100
-100
-50% -$2K
AGNCM icon
880
AGNC Investment Corp Series D
AGNCM
$226M
$1K ﹤0.01%
29
– –
AGNCO icon
881
AGNC Investment Dep Shares 1/1000 Cumulative Series E
AGNCO
$1K ﹤0.01%
30
– –
AGNCN icon
882
AGNC Investment Corp Series C
AGNCN
$311M
$1K ﹤0.01%
58
– –
AIV
883
Aimco
AIV
$370M
$1K ﹤0.01%
264
-1,733
-87% -$7.69K
APA icon
884
APA Corp
APA
$14.9B
$1K ﹤0.01%
43
– –
ARCO icon
885
Arcos Dorados Holdings
ARCO
$1.69B
$1K ﹤0.01%
102
– –
BAC.PRK icon
886
Bank of America Depository Shares Series HH
BAC.PRK
$806M
$1K ﹤0.01%
38
-28
-42% -$772
BBU
887
DELISTED
Brookfield Business Partners
BBU
$1K ﹤0.01%
22
– –
CME icon
888
CME Group
CME
$103B
$1K ﹤0.01%
+4
New +$680
EEM icon
889
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$1K ﹤0.01%
20
-380
-95% -$18.3K
IDV icon
890
iShares International Select Dividend ETF
IDV
$8.6B
$1K ﹤0.01%
41
– –
IEO icon
891
iShares US Oil & Gas Exploration & Production ETF
IEO
$613M
$1K ﹤0.01%
25
– –
IFF icon
892
International Flavors & Fragrances
IFF
$22.4B
$1K ﹤0.01%
+6
New +$673
KTB icon
893
Kontoor Brands
KTB
$4.21B
$1K ﹤0.01%
15
– –
NANR icon
894
State Street SPDR S&P North American Natural Resources ETF
NANR
$845M
$1K ﹤0.01%
+44
New +$1.37K
NLY.PRF icon
895
Annaly Capital Management Series F
NLY.PRF
$748M
$1K ﹤0.01%
58
– –
NXPI icon
896
NXP Semiconductors
NXPI
$56.4B
$1K ﹤0.01%
4
-27
-87% -$3.98K
OR icon
897
OR Royalties Inc
OR
$7.01B
$1K ﹤0.01%
61
– –
POST icon
898
Post Holdings
POST
$3.87B
$1K ﹤0.01%
17
– –
PPL
899
PPL Corp
PPL
$25.7B
$1K ﹤0.01%
+45
New +$1.28K
PRGO icon
900
Perrigo
PRGO
$2.01B
$1K ﹤0.01%
17
– –
34 35
36
37 38

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.