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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSA.PRA
876
DELISTED
National Storage Affiliates Trust 6.000% Series A Preferred Shares
NSA.PRA
$1K ﹤0.01%
+29
New +$754
OVV icon
877
Ovintiv
OVV
$17.9B
$1K ﹤0.01%
+400
New +$5.25K
PDN icon
878
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$1K ﹤0.01%
51
– –
PJT icon
879
PJT Partners
PJT
$4.67B
$1K ﹤0.01%
25
– –
PPL
880
PPL Corp
PPL
$25.7B
$1K ﹤0.01%
41
– –
PRGO icon
881
Perrigo
PRGO
$2.01B
$1K ﹤0.01%
17
– –
PRS
882
Prudential Financial Inc 5.625% Junior Subordinated Notes due 2058
PRS
$468M
$1K ﹤0.01%
+28
New +$742
PUK icon
883
Prudential
PUK
$34.3B
$1K ﹤0.01%
57
-40
-41% -$1.27K
RF icon
884
Regions Financial
RF
$25.8B
$1K ﹤0.01%
+127
New +$1.78K
SCE.PRJ
885
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$1K ﹤0.01%
+31
New +$720
SCHA icon
886
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1K ﹤0.01%
108
-112
-51% -$1.9K
SCHF icon
887
Schwab International Equity ETF
SCHF
$69.3B
$1K ﹤0.01%
88
+38
+76% +$584
SCHV
888
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1K ﹤0.01%
60
– –
SFB
889
Stifel Financial Corp 5.20% Senior Notes due 2047
SFB
$1K ﹤0.01%
+30
New +$745
SNV.PRD
890
DELISTED
Synovus Financial Corp Series D Preferred Stock
SNV.PRD
$1K ﹤0.01%
+28
New +$711
SNV.PRE
891
DELISTED
Synovus Financial Corp 5.875% Series E Preferred Stock
SNV.PRE
$1K ﹤0.01%
+29
New +$718
SR.PRA
892
DELISTED
Spire Inc 5.90% Series A Preferred Stock
SR.PRA
$1K ﹤0.01%
+28
New +$743
TWO.PRC
893
Two Harbors Investment Corp 7.25% Series C Preferred Stock
TWO.PRC
$298M
$1K ﹤0.01%
+88
New +$2.07K
TXT icon
894
Textron
TXT
$14.3B
$1K ﹤0.01%
50
– –
VLYPP
895
Valley National Bancorp 6.25% Series A Preferred Stock
VLYPP
$116M
$1K ﹤0.01%
+54
New +$1.46K
VLYPO
896
Valley National Bancorp 5.50% Series B Preferred Stock
VLYPO
$100M
$1K ﹤0.01%
+29
New +$724
W icon
897
Wayfair
W
$14.2B
$1K ﹤0.01%
17
– –
WSO icon
898
Watsco Inc
WSO
$12.8B
$1K ﹤0.01%
+9
New +$1.52K
XLRE icon
899
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.38B
$1K ﹤0.01%
+40
New +$1.49K
XLU icon
900
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$1K ﹤0.01%
42
– –
34 35
36
37 38

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.