SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IEO icon
876
iShares US Oil & Gas Exploration & Production ETF
IEO
$468M
$1K ﹤0.01%
25
– –
KTB icon
877
Kontoor Brands
KTB
$4.46B
$1K ﹤0.01%
15
-35
-70% -$2.33K
KVHI icon
878
KVH Industries
KVHI
$116M
$1K ﹤0.01%
+125
New +$1K
MJ icon
879
Amplify Alternative Harvest ETF
MJ
$183M
$1K ﹤0.01%
3
– –
MTR
880
Mesa Royalty Trust
MTR
$10.4M
$1K ﹤0.01%
215
– –
OR icon
881
OR Royalties Inc.
OR
$6.48B
$1K ﹤0.01%
+61
New +$1K
PJT icon
882
PJT Partners
PJT
$4.38B
$1K ﹤0.01%
25
– –
PPL icon
883
PPL Corp
PPL
$26.6B
$1K ﹤0.01%
41
-62
-60% -$1.51K
PRGO icon
884
Perrigo
PRGO
$3.12B
$1K ﹤0.01%
17
– –
SCHF icon
885
Schwab International Equity ETF
SCHF
$50.5B
$1K ﹤0.01%
+50
New +$1K
SCHV icon
886
Schwab US Large-Cap Value ETF
SCHV
$13.2B
$1K ﹤0.01%
60
– –
SLI
887
Standard Lithium
SLI
$626M
$1K ﹤0.01%
1,000
– –
SSL icon
888
Sasol
SSL
$4.51B
$1K ﹤0.01%
50
– –
THO icon
889
Thor Industries
THO
$5.94B
$1K ﹤0.01%
+10
New +$1K
XLU icon
890
Utilities Select Sector SPDR Fund
XLU
$20.7B
$1K ﹤0.01%
+21
New +$1K
QNTM
891
Quantum Biopharma Ltd. Class B Subordinate Voting Shares
QNTM
$53.6M
$1K ﹤0.01%
+2
New +$1K
XYZ
892
Block, Inc.
XYZ
$45.7B
$1K ﹤0.01%
17
– –
LSXMA
893
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
28
– –
AUY
894
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
+161
New +$1K
TFC.PRF
895
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
+51
New +$1K
AKCA
896
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
$1K ﹤0.01%
50
– –
PSA.PRX
897
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRX
$1K ﹤0.01%
27
– –
TFCFA
898
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
29
– –
RZA
899
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$1K ﹤0.01%
51
– –
GCVRZ
900
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,014
– –
34 35
36
37 38