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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEO icon
876
iShares US Oil & Gas Exploration & Production ETF
IEO
$613M
$1K ﹤0.01%
25
– –
KTB icon
877
Kontoor Brands
KTB
$4.21B
$1K ﹤0.01%
15
-35
-70% -$1.32K
KVHI icon
878
KVH Industries
KVHI
$136M
$1K ﹤0.01%
+125
New +$1.33K
MJ icon
879
Amplify Alternative Harvest ETF
MJ
$117M
$1K ﹤0.01%
3
– –
MTR
880
Mesa Royalty Trust
MTR
$4.17M
$1K ﹤0.01%
215
– –
OR icon
881
OR Royalties Inc
OR
$7.01B
$1K ﹤0.01%
+61
New +$557
PJT icon
882
PJT Partners
PJT
$4.67B
$1K ﹤0.01%
25
– –
PPL
883
PPL Corp
PPL
$25.7B
$1K ﹤0.01%
41
-62
-60% -$2.08K
PRGO icon
884
Perrigo
PRGO
$2.01B
$1K ﹤0.01%
17
– –
SCHF icon
885
Schwab International Equity ETF
SCHF
$69.3B
$1K ﹤0.01%
+50
New +$823
SCHV
886
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1K ﹤0.01%
60
– –
SSL icon
887
Sasol
SSL
$7.58B
$1K ﹤0.01%
50
– –
THO icon
888
Thor Industries
THO
$4.01B
$1K ﹤0.01%
+10
New +$645
XLU icon
889
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$1K ﹤0.01%
+42
New +$1.33K
XYZ
890
Block Inc
XYZ
$50.2B
$1K ﹤0.01%
17
– –
LSXMA
891
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
28
– –
AUY
892
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
+161
New +$565
TFC.PRF
893
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
$1K ﹤0.01%
+51
New +$1.3K
AKCA
894
DELISTED
Akcea Therapeutics Inc
AKCA
$1K ﹤0.01%
50
– –
PSA.PRX
895
DELISTED
PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRX
$1K ﹤0.01%
27
– –
TFCFA
896
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
29
– –
RZA
897
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$1K ﹤0.01%
51
– –
GCVRZ
898
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,014
– –
ACB
899
Aurora Cannabis
ACB
$254M
– –
0
– –
ADNT icon
900
Adient
ADNT
$1.47B
– –
-3
Closed –
34 35
36
37 38

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KFM
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BCA
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.