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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
851
Huntington Bancshares
HBAN
$34.2B
$2K ﹤0.01%
167
+90
+117% +$1.02K
KSS icon
852
Kohl's
KSS
$1.98B
$2K ﹤0.01%
40
– –
LAMR icon
853
Lamar Advertising Co
LAMR
$15.3B
$2K ﹤0.01%
+20
New +$1.5K
MNRO icon
854
Monro
MNRO
$405M
$2K ﹤0.01%
35
– –
NFG icon
855
National Fuel Gas
NFG
$7.89B
$2K ﹤0.01%
50
– –
OPI
856
DELISTED
Office Properties Income Trust
OPI
$2K ﹤0.01%
75
– –
PJT icon
857
PJT Partners
PJT
$4.67B
$2K ﹤0.01%
25
– –
QQQE icon
858
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.44B
$2K ﹤0.01%
+20
New +$1.39K
SAND
859
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
335
– –
SRVR icon
860
Pacer Data & Infrastructure Real Estate ETF
SRVR
$378M
$2K ﹤0.01%
50
– –
TEF
861
DELISTED
Telefonica
TEF
$2K ﹤0.01%
607
-33
-5% -$112
TLRY icon
862
Tilray
TLRY
$631M
$2K ﹤0.01%
+20
New +$1.46K
TWO.PRC
863
Two Harbors Investment Corp 7.25% Series C Preferred Stock
TWO.PRC
$298M
$2K ﹤0.01%
88
– –
TXT icon
864
Textron
TXT
$14.3B
$2K ﹤0.01%
50
– –
UAL icon
865
United Airlines
UAL
$35.9B
$2K ﹤0.01%
46
– –
XRX icon
866
Xerox
XRX
$402M
$2K ﹤0.01%
94
– –
SRCL
867
DELISTED
Stericycle Inc
SRCL
$2K ﹤0.01%
34
– –
AL.PRA
868
DELISTED
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
$2K ﹤0.01%
85
– –
LSXMK
869
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2K ﹤0.01%
52
– –
HTGM
870
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$2K ﹤0.01%
39
– –
SNP
871
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$2K ﹤0.01%
56
– –
GBLL
872
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$2K ﹤0.01%
85
– –
HBANO
873
DELISTED
Huntington Bancshares Incorporated Depositary Shares
HBANO
$2K ﹤0.01%
85
– –
CLNY.PRJ
874
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$2K ﹤0.01%
87
– –
WFC.PRW
875
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRW
$2K ﹤0.01%
68
– –
33 34
35
36 37

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.