SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ITA icon
826
iShares US Aerospace & Defense ETF
ITA
$9.21B
$3K ﹤0.01%
32
-200
-86% -$18.8K
L icon
827
Loews
L
$19.9B
$3K ﹤0.01%
73
– –
NCLH icon
828
Norwegian Cruise Line
NCLH
$11.5B
$3K ﹤0.01%
100
– –
NLY.PRI icon
829
Annaly Capital Management Series I
NLY.PRI
$409M
$3K ﹤0.01%
119
– –
PEG icon
830
Public Service Enterprise Group
PEG
$40B
$3K ﹤0.01%
60
– –
RF icon
831
Regions Financial
RF
$24.1B
$3K ﹤0.01%
186
+59
+46% +$952
VHT icon
832
Vanguard Health Care ETF
VHT
$15.8B
$3K ﹤0.01%
+15
New +$3K
VNQI icon
833
Vanguard Global ex-US Real Estate ETF
VNQI
$3.58B
$3K ﹤0.01%
+62
New +$3K
WAB icon
834
Wabtec
WAB
$32.6B
$3K ﹤0.01%
46
– –
XIFR
835
XPLR Infrastructure, LP
XIFR
$939M
$3K ﹤0.01%
40
– –
ANG.PRA
836
DELISTED
American National Group Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.95% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series A
ANG.PRA
$3K ﹤0.01%
120
– –
NS
837
DELISTED
NuStar Energy L.P.
NS
$3K ﹤0.01%
200
– –
PING
838
DELISTED
Ping Identity Holding Corp.
PING
$3K ﹤0.01%
100
– –
UZC
839
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
$3K ﹤0.01%
131
– –
EBIX
840
DELISTED
Ebix Inc
EBIX
$3K ﹤0.01%
87
– –
AGNCP icon
841
AGNC Investment Corp Series F
AGNCP
$505M
$2K ﹤0.01%
63
– –
BLDP
842
Ballard Power Systems
BLDP
$568M
$2K ﹤0.01%
90
– –
BSX icon
843
Boston Scientific
BSX
$160B
$2K ﹤0.01%
61
-68
-53% -$2.23K
BWA icon
844
BorgWarner
BWA
$9.61B
$2K ﹤0.01%
69
– –
CM icon
845
Canadian Imperial Bank of Commerce
CM
$72.6B
$2K ﹤0.01%
+48
New +$2K
DIA icon
846
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.3B
$2K ﹤0.01%
5
– –
DRD
847
DRDGold
DRD
$1.86B
$2K ﹤0.01%
200
– –
EMLC icon
848
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.7B
$2K ﹤0.01%
64
-280
-81% -$8.75K
ESGRP
849
DELISTED
Enstar Group Depositary Shares Rep 1/1000 Preference Shares
ESGRP
$2K ﹤0.01%
85
– –
FITBP icon
850
Fifth Third Bancorp Depositary Shares each representing 1/40th share of Fifth Third 6.00% Non-Cumulative Perpetual Class B Preferred Stock, Series A
FITBP
$197M
$2K ﹤0.01%
65
– –
32 33
34
35 36