We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
826
iShares US Aerospace & Defense ETF
ITA
$14B
$3K ﹤0.01%
32
-200
-86% -$17.6K
L icon
827
Loews
L
$22.4B
$3K ﹤0.01%
73
– –
NCLH icon
828
Norwegian Cruise Line
NCLH
$7.65B
$3K ﹤0.01%
100
– –
NLY.PRI icon
829
Annaly Capital Management Series I
NLY.PRI
$408M
$3K ﹤0.01%
119
– –
PEG icon
830
Public Service Enterprise Group
PEG
$36.5B
$3K ﹤0.01%
60
– –
RF icon
831
Regions Financial
RF
$25.8B
$3K ﹤0.01%
186
+59
+46% +$853
VHT icon
832
Vanguard Health Care ETF
VHT
$19.3B
$3K ﹤0.01%
+15
New +$3.21K
VNQI icon
833
Vanguard Global ex-US Real Estate ETF
VNQI
$3.49B
$3K ﹤0.01%
+62
New +$3.2K
WAB icon
834
Wabtec
WAB
$49.4B
$3K ﹤0.01%
46
– –
XIFR
835
XPLR Infrastructure LP
XIFR
$1.11B
$3K ﹤0.01%
40
– –
ANG.PRA
836
DELISTED
American National Group Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.95% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series A
ANG.PRA
$3K ﹤0.01%
120
– –
NS
837
DELISTED
NuStar Energy L.P.
NS
$3K ﹤0.01%
200
– –
PING
838
DELISTED
Ping Identity Holding Corp.
PING
$3K ﹤0.01%
100
– –
UZC
839
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
$3K ﹤0.01%
131
– –
EBIX
840
DELISTED
Ebix Inc
EBIX
$3K ﹤0.01%
87
– –
AGNCP icon
841
AGNC Investment Corp Series F
AGNCP
$509M
$2K ﹤0.01%
63
– –
BLDP
842
Ballard Power Systems
BLDP
$678M
$2K ﹤0.01%
90
– –
BSX icon
843
Boston Scientific
BSX
$67.9B
$2K ﹤0.01%
61
-68
-53% -$2.45K
BWA icon
844
BorgWarner
BWA
$13.1B
$2K ﹤0.01%
69
– –
CM icon
845
Canadian Imperial Bank of Commerce
CM
$104B
$2K ﹤0.01%
+48
New +$1.96K
DIA icon
846
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$2K ﹤0.01%
5
– –
DRD
847
DRDGold
DRD
$2.5B
$2K ﹤0.01%
200
– –
EMLC icon
848
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$2K ﹤0.01%
64
-280
-81% -$8.96K
ESGRP
849
DELISTED
Enstar Group Depositary Shares Rep 1/1000 Preference Shares
ESGRP
$2K ﹤0.01%
85
– –
FITB.PRA
850
Fifth Third Bancorp Depositary Shares Perpetual Class B Preferred Stock Series A
FITB.PRA
$175M
$2K ﹤0.01%
65
– –
32 33
34
35 36

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.