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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REP
826
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$3K ﹤0.01%
200
– –
AHD
827
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$3K ﹤0.01%
268
– –
EBIX
828
DELISTED
Ebix Inc
EBIX
$3K ﹤0.01%
87
– –
PIY
829
DELISTED
ML Depositor PreferredPlus 8.375% Citizens Commun Cert. CZN-1
PIY
$3K ﹤0.01%
300
– –
PRH
830
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.70% DUE 2053
PRH
$3K ﹤0.01%
118
– –
ADP icon
831
Automatic Data Processing
ADP
$114B
$2K ﹤0.01%
+9
New +$1.49K
ALK icon
832
Alaska Air
ALK
$4.72B
$2K ﹤0.01%
+34
New +$2.32K
ARLO icon
833
Arlo Technologies
ARLO
$1.39B
$2K ﹤0.01%
475
– –
EMLP icon
834
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$2K ﹤0.01%
+92
New +$2.29K
EQT icon
835
EQT Corp
EQT
$34.1B
$2K ﹤0.01%
190
– –
FAST icon
836
Fastenal
FAST
$57.1B
$2K ﹤0.01%
116
+100
+625% +$1.79K
FNDC icon
837
Schwab Fundamental International Small Company Index ETF
FNDC
$3.18B
$2K ﹤0.01%
+67
New +$2.16K
FRA icon
838
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$2K ﹤0.01%
+140
New +$1.8K
GLOP.PRB
839
GasLog Partners LP 8.200% Series B Preference Units
GLOP.PRB
$120M
$2K ﹤0.01%
+100
New +$2.45K
HWM icon
840
Howmet Aerospace
HWM
$106B
$2K ﹤0.01%
94
– –
ILMN icon
841
Illumina
ILMN
$32.6B
$2K ﹤0.01%
5
– –
KSS icon
842
Kohl's
KSS
$1.98B
$2K ﹤0.01%
40
-1,000
-96% -$50.8K
NFG icon
843
National Fuel Gas
NFG
$7.89B
$2K ﹤0.01%
50
– –
OGI
844
Organigram Holdings
OGI
$172M
$2K ﹤0.01%
250
– –
ONEQ icon
845
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$2K ﹤0.01%
+70
New +$2.32K
OPI
846
DELISTED
Office Properties Income Trust
OPI
$2K ﹤0.01%
75
– –
PDN icon
847
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$2K ﹤0.01%
51
+50
+5,000% +$1.54K
SKYY icon
848
First Trust Cloud Computing ETF
SKYY
$3.37B
$2K ﹤0.01%
33
– –
STLD icon
849
Steel Dynamics
STLD
$33.6B
$2K ﹤0.01%
52
– –
SWK icon
850
Stanley Black & Decker
SWK
$14.8B
$2K ﹤0.01%
+15
New +$2.32K
32 33
34
35 36

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KFM
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.