We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTM
826
DELISTED
Tata Motors Limited
TTM
– –
-400
Closed -$6K
HGH
827
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
– –
-104
Closed -$3K
MNR.PRC
828
DELISTED
Monmouth Real Estate Investment Corporation 6.125% Series C Cumulative Redeemable Preferred Stock
MNR.PRC
– –
-825
Closed -$20K
DUKH
829
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-73
Closed -$2K
FPI.PRB
830
DELISTED
Farmland Partners Inc. Series B Participating Preferred Stock
FPI.PRB
$0 ﹤0.01%
23
– –
SNR
831
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-1,666
Closed -$10K
ASB.PRD
832
DELISTED
Associated Banc-Corp Depositary Shares, each representing a 1/40th interest in a share of Associated
ASB.PRD
– –
-640
Closed -$15K
CLNY.PRH
833
DELISTED
Colony Capital, Inc. 7.125% Series H Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRH
– –
-605
Closed -$14K
RF.PRA
834
DELISTED
REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6.
RF.PRA
– –
-680
Closed -$17K
WFC.PRN
835
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
– –
-560
Closed -$14K
ZIONN
836
DELISTED
Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series
ZIONN
– –
-355
Closed -$9K
FRC.PRG
837
DELISTED
First Republic Bank /Depositary Shares, each representing a 1/40th interest in a share of 5.50% Non
FRC.PRG
– –
-600
Closed -$15K
TWO.PRD
838
DELISTED
Two Harbors Investment Corp. 7.75% Series D Cumulative Redeemable Preferred Stock
TWO.PRD
– –
-600
Closed -$15K
USB.PRO
839
DELISTED
U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H Non-Cum
USB.PRO
– –
-74
Closed -$2K
GLIBA
840
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$0 ﹤0.01%
10
– –
WRB.PRB
841
DELISTED
W.R. BERKLEY CORPORATION 5.625% Subordinated Debentures due 2053
WRB.PRB
– –
-105
Closed -$3K
SOJA
842
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
– –
-40
Closed -$1K
S
843
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
COF.PRP.CL
844
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
– –
-485
Closed -$12K
AFGE.CL
845
DELISTED
American Financial Group, Inc 6 % Subordinated Debentures due 2054 Called for Redemption
AFGE.CL
– –
-45
Closed -$1K
DF
846
DELISTED
Dean Foods Company
DF
– –
-300
Closed -$2K
ALL.PRE.CL
847
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
– –
-143
Closed -$4K
KIM.PRK.CL
848
DELISTED
KIMCO REALTY CORPORATION Class K Depositary Shares, each of which represents a one-one thousandth fr
KIM.PRK.CL
– –
-46
Closed -$1K
NLY.PRC.CL
849
DELISTED
Annaly Capital Management
NLY.PRC.CL
– –
-306
Closed -$8K
VZA.CL
850
DELISTED
Verizon Communications Inc.
VZA.CL
– –
-210
Closed -$5K
32 33
34
35 36

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.