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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
801
SiriusXM
SIRI
$9.62B
$4K ﹤0.01%
61
– –
USRT icon
802
iShares Core US REIT ETF
USRT
$4.59B
$4K ﹤0.01%
76
-7
-8% -$326
W icon
803
Wayfair
W
$14.2B
$4K ﹤0.01%
17
– –
WELL icon
804
Welltower
WELL
$172B
$4K ﹤0.01%
55
+17
+45% +$1.03K
WTFCM
805
DELISTED
Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
WTFCM
$4K ﹤0.01%
132
– –
XLE icon
806
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$4K ﹤0.01%
200
– –
XYZ
807
Block Inc
XYZ
$50.2B
$4K ﹤0.01%
17
– –
RF.PRB
808
DELISTED
REGIONS FINANCIAL CORPORATION
RF.PRB
$4K ﹤0.01%
130
-80
-38% -$2.27K
STT.PRD
809
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$4K ﹤0.01%
142
– –
WPX
810
DELISTED
WPX Energy, Inc.
WPX
$4K ﹤0.01%
500
-100
-17% -$636
AHL.PRC
811
DELISTED
Aspen Insurance Holdings Limited 5.95% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares
AHL.PRC
$4K ﹤0.01%
146
– –
AAP icon
812
Advance Auto Parts
AAP
$2.59B
$3K ﹤0.01%
18
– –
AIG icon
813
American International
AIG
$40.2B
$3K ﹤0.01%
92
– –
AKBA icon
814
Akebia Therapeutics
AKBA
$243M
$3K ﹤0.01%
1,000
-800
-44% -$2.34K
BBH icon
815
VanEck Biotech ETF
BBH
$460M
$3K ﹤0.01%
15
– –
BG icon
816
Bunge Global
BG
$22.2B
$3K ﹤0.01%
52
– –
CDNS icon
817
Cadence Design Systems
CDNS
$93.7B
$3K ﹤0.01%
20
– –
CVM icon
818
CEL-SCI Corp
CVM
$27.4M
$3K ﹤0.01%
10
– –
DTE icon
819
DTE Energy
DTE
$28.3B
$3K ﹤0.01%
29
– –
EPR icon
820
EPR Properties
EPR
$4.56B
$3K ﹤0.01%
86
– –
ESS icon
821
Essex Property Trust
ESS
$18.3B
$3K ﹤0.01%
12
– –
FAST icon
822
Fastenal
FAST
$57.1B
$3K ﹤0.01%
116
– –
FHN icon
823
First Horizon
FHN
$11.7B
$3K ﹤0.01%
245
– –
GLNG icon
824
Golar LNG
GLNG
$5.13B
$3K ﹤0.01%
300
– –
HAS icon
825
Hasbro
HAS
$13.3B
$3K ﹤0.01%
30
– –
31 32
33
34 35

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.