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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALRM icon
801
Alarm.com
ALRM
$2.82B
$3K ﹤0.01%
+60
New +$2.71K
BF.B icon
802
Brown-Forman Class B
BF.B
$12.5B
$3K ﹤0.01%
50
– –
BG icon
803
Bunge Global
BG
$22.2B
$3K ﹤0.01%
52
– –
BWA icon
804
BorgWarner
BWA
$13.1B
$3K ﹤0.01%
+69
New +$2.53K
CDE icon
805
Coeur Mining
CDE
$21.7B
$3K ﹤0.01%
+400
New +$2.47K
CVM icon
806
CEL-SCI Corp
CVM
$27.4M
$3K ﹤0.01%
10
– –
CXW icon
807
CoreCivic
CXW
$3.34B
$3K ﹤0.01%
150
– –
DVA icon
808
DaVita
DVA
$11.5B
$3K ﹤0.01%
41
– –
FNDE icon
809
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.2B
$3K ﹤0.01%
+93
New +$2.68K
HAS icon
810
Hasbro
HAS
$13.3B
$3K ﹤0.01%
30
– –
IPAY icon
811
Amplify Mobile Payments ETF
IPAY
$186M
$3K ﹤0.01%
+62
New +$2.95K
SAND
812
DELISTED
Sandstorm Gold
SAND
$3K ﹤0.01%
+400
New +$2.6K
SNAP icon
813
Snap
SNAP
$9.18B
$3K ﹤0.01%
170
– –
UAN icon
814
CVR Partners
UAN
$1.32B
$3K ﹤0.01%
81
– –
VOX icon
815
Vanguard Communication Services ETF
VOX
$5.88B
$3K ﹤0.01%
+28
New +$2.53K
WELL icon
816
Welltower
WELL
$172B
$3K ﹤0.01%
38
-208
-85% -$17.8K
XRX icon
817
Xerox
XRX
$402M
$3K ﹤0.01%
94
– –
ETRN
818
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$3K ﹤0.01%
213
– –
AYX
819
DELISTED
Alteryx Inc
AYX
$3K ﹤0.01%
+25
New +$2.54K
WFC.PRR
820
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$3K ﹤0.01%
115
– –
GWPH
821
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3K ﹤0.01%
32
– –
FIT
822
DELISTED
Fitbit, Inc. Class A common stock
FIT
$3K ﹤0.01%
400
– –
LTS.PRA
823
DELISTED
Ladenburg Thalmann Financial Services Inc. 8.00% Series A
LTS.PRA
$3K ﹤0.01%
+100
New +$2.51K
LPT
824
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
56
– –
HIT
825
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
$3K ﹤0.01%
+41
New +$3K
31 32
33
34 35

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.