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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
801
NNN REIT
NNN
$8.77B
– –
-255
Closed -$11K
ACH
802
Accendra Health
ACH
$93.1M
– –
-550
Closed -$9K
PMTS icon
803
CPI Card Group
PMTS
$332M
$0 ﹤0.01%
80
– –
RA
804
Brookfield Real Assets Income Fund
RA
$697M
– –
-1,000
Closed -$23K
RGLS
805
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RMR icon
806
The RMR Group
RMR
$332M
$0 ﹤0.01%
5
– –
ROKU icon
807
Roku
ROKU
$23.4B
– –
-500
Closed -$37K
SDS icon
808
ProShares UltraShort S&P500
SDS
$393M
– –
0
– –
SNFCA icon
809
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
32
– –
SWK icon
810
Stanley Black & Decker
SWK
$14.8B
– –
-115
Closed -$17K
UAA icon
811
Under Armour
UAA
$2.18B
– –
-200
Closed -$4K
USB.PRH icon
812
US Bancorp Series B Preferred Stock
USB.PRH
$730M
– –
-37
Closed -$1K
VIAV icon
813
Viavi Solutions
VIAV
$9.02B
$0 ﹤0.01%
7
– –
VIV icon
814
Telefônica Brasil
VIV
$18.2B
$0 ﹤0.01%
3
– –
VMC icon
815
Vulcan Materials
VMC
$35.6B
– –
-47,500
Closed -$5.28M
VNO.PRL icon
816
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$212M
– –
-672
Closed -$16K
VTRS icon
817
Viatris
VTRS
$18.8B
– –
-20
Closed -$1K
XYZ
818
Block Inc
XYZ
$50.2B
– –
-500
Closed -$50K
MODN
819
DELISTED
MODEL N, INC.
MODN
– –
-750
Closed -$12K
NS.PRB
820
DELISTED
NuStar Energy L.P. 7.625% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units representing limited partner interests
NS.PRB
– –
-945
Closed -$20K
ERF
821
DELISTED
Enerplus Corporation
ERF
– –
-160
Closed -$2K
GS.PRK
822
DELISTED
GOLDMAN SACHS GROUP, INC. THE 6.375%
GS.PRK
– –
-178
Closed -$5K
IMGN
823
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
55
– –
GOL
824
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
HT.PRE
825
DELISTED
Hersha Hospitality Trust 6.50% Series E Cumulative Redeemable Preferred Shares of Beneficial Interest
HT.PRE
– –
-840
Closed -$19K
31 32
33
34 35

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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.