SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VO icon
776
Vanguard Mid-Cap ETF
VO
$87.4B
$5K ﹤0.01%
25
– –
WOLF icon
777
Wolfspeed
WOLF
$285M
$5K ﹤0.01%
50
– –
WW
778
DELISTED
WW International
WW
$5K ﹤0.01%
200
– –
FLG.PRA
779
Flagstar Financial, Inc. Depositary shares, each representing a 1/40th interest in a share of Fixed-to-Floating Rate Series A Noncumulative Perpetual Preferred Stock
FLG.PRA
$109M
$5K ﹤0.01%
165
– –
NKLA
780
DELISTED
Nikola Corporation Common Stock
NKLA
$5K ﹤0.01%
12
– –
TBC
781
DELISTED
AT&T Inc. 5.625% Global Notes due 2067
TBC
$5K ﹤0.01%
195
– –
GS.PRK
782
DELISTED
GOLDMAN SACHS GROUP, INC. THE 6.375%
GS.PRK
$5K ﹤0.01%
158
– –
FTCH
783
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$5K ﹤0.01%
85
– –
ENBA
784
DELISTED
Enbridge Inc. 6.375% Fixed-to-Floating Rate Subordinated Notes Series 2018-B due 2078
ENBA
$5K ﹤0.01%
169
– –
CLDR
785
DELISTED
Cloudera, Inc.
CLDR
$5K ﹤0.01%
353
– –
RZA
786
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$5K ﹤0.01%
182
– –
HES
787
DELISTED
Hess
HES
$5K ﹤0.01%
100
– –
APPS icon
788
Digital Turbine
APPS
$495M
$4K ﹤0.01%
+75
New +$4K
ARLO icon
789
Arlo Technologies
ARLO
$1.89B
$4K ﹤0.01%
475
– –
BF.B icon
790
Brown-Forman Class B
BF.B
$13B
$4K ﹤0.01%
50
– –
CDE icon
791
Coeur Mining
CDE
$9.21B
$4K ﹤0.01%
400
– –
DE icon
792
Deere & Co
DE
$130B
$4K ﹤0.01%
13
– –
DK icon
793
Delek US
DK
$1.92B
$4K ﹤0.01%
221
– –
IGF icon
794
iShares Global Infrastructure ETF
IGF
$8B
$4K ﹤0.01%
100
– –
IHAK icon
795
iShares Cybersecurity and Tech ETF
IHAK
$931M
$4K ﹤0.01%
90
– –
IIPR icon
796
Innovative Industrial Properties
IIPR
$1.59B
$4K ﹤0.01%
20
– –
IPAY icon
797
Amplify Mobile Payments ETF
IPAY
$275M
$4K ﹤0.01%
62
– –
NAT icon
798
Nordic American Tanker
NAT
$675M
$4K ﹤0.01%
1,300
– –
NUE icon
799
Nucor
NUE
$32.4B
$4K ﹤0.01%
70
– –
ONEQ icon
800
Fidelity Nasdaq Composite Index ETF
ONEQ
$8.67B
$4K ﹤0.01%
70
– –
30 31
32
33 34