We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
776
Synchrony
SYF
$25.4B
$5K ﹤0.01%
134
-464
-78% -$13.9K
VO icon
777
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5K ﹤0.01%
100
– –
WOLF icon
778
Wolfspeed
WOLF
$1.34B
$5K ﹤0.01%
50
– –
WW
779
DELISTED
WW International
WW
$5K ﹤0.01%
200
– –
FLG.PRA
780
Flagstar Bank National Association Series A Preferred Stock
FLG.PRA
$120M
$5K ﹤0.01%
165
– –
NKLA
781
DELISTED
Nikola Corporation Common Stock
NKLA
$5K ﹤0.01%
12
– –
TBC
782
DELISTED
AT&T Inc. 5.625% Global Notes due 2067
TBC
$5K ﹤0.01%
195
– –
GS.PRK
783
DELISTED
GOLDMAN SACHS GROUP, INC. THE 6.375%
GS.PRK
$5K ﹤0.01%
158
– –
FTCH
784
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$5K ﹤0.01%
85
– –
ENBA
785
DELISTED
Enbridge Inc. 6.375% Fixed-to-Floating Rate Subordinated Notes Series 2018-B due 2078
ENBA
$5K ﹤0.01%
169
– –
CLDR
786
DELISTED
Cloudera, Inc.
CLDR
$5K ﹤0.01%
353
– –
RZA
787
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$5K ﹤0.01%
182
– –
APPS icon
788
Digital Turbine
APPS
$1.34B
$4K ﹤0.01%
+75
New +$3.08K
ARLO icon
789
Arlo Technologies
ARLO
$1.39B
$4K ﹤0.01%
475
– –
BF.B icon
790
Brown-Forman Class B
BF.B
$12.5B
$4K ﹤0.01%
50
– –
CDE icon
791
Coeur Mining
CDE
$21.7B
$4K ﹤0.01%
400
– –
DE icon
792
Deere & Co
DE
$170B
$4K ﹤0.01%
13
– –
DK icon
793
Delek US
DK
$4.42B
$4K ﹤0.01%
221
– –
IGF icon
794
iShares Global Infrastructure ETF
IGF
$10.4B
$4K ﹤0.01%
100
– –
IHAK icon
795
iShares Cybersecurity and Tech ETF
IHAK
$1.08B
$4K ﹤0.01%
90
– –
IIPR icon
796
Innovative Industrial Properties
IIPR
$1.55B
$4K ﹤0.01%
20
– –
IPAY icon
797
Amplify Mobile Payments ETF
IPAY
$186M
$4K ﹤0.01%
62
– –
NAT icon
798
Nordic American Tanker
NAT
$1.43B
$4K ﹤0.01%
1,300
– –
NUE icon
799
Nucor
NUE
$56.8B
$4K ﹤0.01%
70
– –
ONEQ icon
800
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$4K ﹤0.01%
70
– –
30 31
32
33 34

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.