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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
776
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$4K ﹤0.01%
220
+120
+120% +$2.17K
SIRI icon
777
SiriusXM
SIRI
$9.62B
$4K ﹤0.01%
61
– –
TEF
778
DELISTED
Telefonica
TEF
$4K ﹤0.01%
641
– –
TER icon
779
Teradyne
TER
$55.5B
$4K ﹤0.01%
57
– –
TMUS icon
780
T-Mobile US
TMUS
$195B
$4K ﹤0.01%
54
– –
TROW icon
781
T. Rowe Price
TROW
$23.7B
$4K ﹤0.01%
35
– –
UNM icon
782
Unum
UNM
$14.7B
$4K ﹤0.01%
145
– –
VO icon
783
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4K ﹤0.01%
100
– –
VOYA icon
784
Voya Financial
VOYA
$9.29B
$4K ﹤0.01%
70
– –
IVR.PRB
785
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$4K ﹤0.01%
150
– –
MRO
786
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
300
– –
RF.PRB
787
DELISTED
REGIONS FINANCIAL CORPORATION
RF.PRB
$4K ﹤0.01%
130
– –
BIG
788
DELISTED
Big Lots, Inc.
BIG
$4K ﹤0.01%
+150
New +$3.46K
NSS
789
DELISTED
NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043
NSS
$4K ﹤0.01%
+150
New +$3.93K
STT.PRD
790
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$4K ﹤0.01%
142
– –
KSU
791
DELISTED
Kansas City Southern
KSU
$4K ﹤0.01%
26
-63
-71% -$9.25K
CLDR
792
DELISTED
Cloudera, Inc.
CLDR
$4K ﹤0.01%
353
– –
SHO.PRE
793
DELISTED
Sunstone Hotel Investors, Inc.
SHO.PRE
$4K ﹤0.01%
+150
New +$3.98K
BXG
794
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$4K ﹤0.01%
400
– –
LOGM
795
DELISTED
LogMein, Inc.
LOGM
$4K ﹤0.01%
42
– –
KTP
796
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$4K ﹤0.01%
700
– –
STT.PRC.CL
797
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
$4K ﹤0.01%
159
– –
CLNY
798
DELISTED
Colony Capital, Inc.
CLNY
$4K ﹤0.01%
807
– –
ATVI
799
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
+63
New +$3.49K
AAP icon
800
Advance Auto Parts
AAP
$2.59B
$3K ﹤0.01%
18
– –
30 31
32
33 34

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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.