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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHT.PRH
776
Ashford Hospitality Trust Series H
AHT.PRH
$6.33M
– –
-993
Closed -$24K
AIG icon
777
American International
AIG
$40.2B
– –
-2,000
Closed -$106K
ALL.PRB icon
778
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$511M
– –
-18
Closed –
AQB icon
779
AquaBounty Technologies
AQB
$6.43M
– –
0
– –
ASIX icon
780
AdvanSix
ASIX
$445M
$0 ﹤0.01%
1
– –
BGS icon
781
B&G Foods
BGS
$286M
– –
-475
Closed -$13K
CDR.PRB
782
Cedar Realty Trust 7.25% Series B Preferred Stock
CDR.PRB
$23.8M
– –
-73
Closed -$2K
CHTR icon
783
Charter Communications
CHTR
$18.3B
– –
-15
Closed -$5K
CNO icon
784
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
CXW icon
785
CoreCivic
CXW
$3.34B
– –
-832
Closed -$20K
DDD icon
786
3D Systems Corp
DDD
$545M
$0 ﹤0.01%
20
– –
DWSN icon
787
Dawson Geophysical
DWSN
$104M
– –
-17
Closed –
EEM icon
788
iShares MSCI Emerging Markets ETF
EEM
$31.2B
– –
-60
Closed -$3K
EOT
789
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
– –
-1,600
Closed -$34K
FCEL icon
790
FuelCell Energy
FCEL
$1.42B
– –
0
– –
GWRE icon
791
Guidewire Software
GWRE
$17.1B
– –
-50
Closed -$5K
HASI icon
792
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.14B
– –
-580
Closed -$12K
HSBC icon
793
HSBC
HSBC
$355B
– –
-472
Closed -$20K
IAU icon
794
iShares Gold Trust
IAU
$66.1B
– –
-2,090
Closed -$48K
BRSL
795
Brightstar Lottery PLC
BRSL
$2.11B
$0 ﹤0.01%
28
– –
KR icon
796
Kroger
KR
$35.4B
$0 ﹤0.01%
6
– –
LBRDK
797
DELISTED
Liberty Broadband Class C
LBRDK
$0 ﹤0.01%
5
– –
LITE icon
798
Lumentum
LITE
$80.3B
$0 ﹤0.01%
1
– –
MCHP icon
799
Microchip Technology
MCHP
$39.6B
– –
-400
Closed -$16K
NGL.PRB icon
800
NGL Energy Partners LP 9.00% Class B Preferred Units
NGL.PRB
$192M
– –
-1,850
Closed -$46K
30 31
32
33 34

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OAM
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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
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CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
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DIC
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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.