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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+4.27%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$724M
AUM Growth
+$75.2M
Cap. Flow
+$49M
Cap. Flow %
6.77%
Top 10 Hldgs %
23.04%
Holding
1,382
New
132
Increased
165
Reduced
129
Closed
98

Top Buys

Rank Stock Value
1
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$9.65M
2
VMC icon
Vulcan Materials
VMC
+$5.51M
3
KMI icon
Kinder Morgan
KMI
+$2.17M
4
LEG icon
Leggett & Platt
LEG
+$1.67M
5
GIS icon
General Mills
GIS
+$1.54M

Top Sells

Rank Stock Value
1
SIR
SELECT INCOME REIT
SIR
+$2.31M
2
MNRO icon
Monro
MNRO
+$581K
3
HD icon
Home Depot
HD
+$400K
4
RSG icon
Republic Services
RSG
+$385K
5
CYS
CYS Investments Inc.
CYS
+$375K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.44%
2 Technology 13.41%
3 Industrials 7.14%
4 Healthcare 6.3%
5 Financials 5.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPX
776
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$1K ﹤0.01%
28
– –
GCVRZ
777
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,014
– –
ABUS icon
778
Arbutus Biopharma
ABUS
$1B
$0 ﹤0.01%
20
– –
ALL.PRB icon
779
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$511M
$0 ﹤0.01%
18
– –
AOD
780
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
– –
-5,540
Closed -$48K
AQB icon
781
AquaBounty Technologies
AQB
$6.43M
– –
0
– –
ASIX icon
782
AdvanSix
ASIX
$445M
$0 ﹤0.01%
1
– –
AWP
783
abrdn Global Premier Properties Fund
AWP
$357M
– –
-1,376
Closed -$26K
BEN icon
784
Franklin Templeton
BEN
$17.6B
– –
-50
Closed -$2K
BHF icon
785
Brighthouse Financial
BHF
$3.05B
$0 ﹤0.01%
9
– –
BKH icon
786
Black Hills Corp
BKH
$5.55B
– –
-250
Closed -$15K
CLX icon
787
Clorox
CLX
$12.4B
– –
-326
Closed -$44K
CNO icon
788
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
CRSP icon
789
CRISPR Therapeutics
CRSP
$5.58B
– –
-50
Closed -$3K
DDD icon
790
3D Systems Corp
DDD
$545M
$0 ﹤0.01%
20
– –
DE icon
791
Deere & Co
DE
$170B
– –
-107
Closed -$15K
DFIN icon
792
Donnelley Financial Solutions
DFIN
$1.19B
– –
-100
Closed -$2K
DNP icon
793
DNP Select Income Fund
DNP
$4.14B
– –
-3,375
Closed -$36K
DWSN icon
794
Dawson Geophysical
DWSN
$104M
$0 ﹤0.01%
17
– –
EFA icon
795
iShares MSCI EAFE ETF
EFA
$79.6B
– –
-48
Closed -$3K
ES icon
796
Eversource Energy
ES
$26.7B
– –
-364
Closed -$21K
ESRT icon
797
Empire State Realty Trust
ESRT
$795M
– –
-12,782
Closed -$219K
ETR icon
798
Entergy
ETR
$49.3B
– –
-124
Closed -$5K
FCEL icon
799
FuelCell Energy
FCEL
$1.42B
– –
0
– –
FLR icon
800
Fluor
FLR
$7.12B
– –
-50
Closed -$2K
30 31
32
33 34

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OAM
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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Sonora Investment Management held 1,382 positions worth $724M, up 12% from $649M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $49M of net new capital in Q3 2018, opening 132 new positions and adding to 165 existing holdings. Its largest new stake was Vulcan Materials: 47,500 shares worth $5.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 54% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Home Depot, an estimated $400K trimmed.

  • Sonora Investment Management's largest Q3 2018 buy was Vulcan Materials: 47,500 shares worth $5.28M.
  • Sonora Investment Management added most to Spectrum Pharmaceuticals Inc in Q3 2018, an estimated $9.65M increase.
  • Sonora Investment Management's biggest Q3 2018 reduction was Home Depot, cutting an estimated $400K.
  • Sonora Investment Management fully exited SELECT INCOME REIT in Q3 2018, selling an estimated $2.31M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $724M portfolio in Q3 2018.
  • Sonora Investment Management opened 132 new positions and closed 98 in Q3 2018.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $724M.

Based on Sonora Investment Management's 13F filing for Q3 2018, filed 18 Oct 2018.