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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
751
DELISTED
Big Lots, Inc.
BIG
$6K ﹤0.01%
150
– –
ETRN
752
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$6K ﹤0.01%
732
– –
INFO
753
DELISTED
IHS Markit Ltd. Common Shares
INFO
$6K ﹤0.01%
71
– –
BSJL
754
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$6K ﹤0.01%
240
– –
TDE
755
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
$6K ﹤0.01%
241
– –
PRE.PRH
756
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$6K ﹤0.01%
221
– –
GNMK
757
DELISTED
GenMark Diagnostics, Inc
GNMK
$6K ﹤0.01%
400
– –
GM
758
DELISTED
GEN MOTORS CORP
GM
$6K ﹤0.01%
153
– –
PUK.PR
759
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$6K ﹤0.01%
200
– –
CIT
760
DELISTED
CIT Group Inc.
CIT
$6K ﹤0.01%
158
– –
ADP icon
761
Automatic Data Processing
ADP
$114B
$5K ﹤0.01%
31
-9
-23% -$1.48K
BHP icon
762
BHP
BHP
$242B
$5K ﹤0.01%
82
-16
-16% -$802
EBAY icon
763
eBay
EBAY
$47B
$5K ﹤0.01%
100
– –
ECL icon
764
Ecolab
ECL
$80.4B
$5K ﹤0.01%
25
– –
ETY icon
765
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5K ﹤0.01%
420
– –
GOOD
766
Gladstone Commercial Corp
GOOD
$630M
$5K ﹤0.01%
270
– –
HES
767
DELISTED
Hess
HES
$5K ﹤0.01%
100
– –
ICSH icon
768
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$5K ﹤0.01%
100
– –
MBB icon
769
iShares MBS ETF
MBB
$39B
$5K ﹤0.01%
49
-150
-75% -$16.5K
MJ icon
770
Amplify Alternative Harvest ETF
MJ
$117M
$5K ﹤0.01%
28
+17
+155% +$2.69K
PDN icon
771
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$5K ﹤0.01%
158
+107
+210% +$3.42K
PRFZ icon
772
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.83B
$5K ﹤0.01%
+175
New +$4.75K
RZB
773
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$5K ﹤0.01%
187
– –
SCI icon
774
Service Corp International
SCI
$11.4B
$5K ﹤0.01%
99
– –
SPCE icon
775
Virgin Galactic
SPCE
$446M
$5K ﹤0.01%
10
– –
29 30
31
32 33

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.