SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BIG
751
DELISTED
Big Lots, Inc.
BIG
$6K ﹤0.01%
150
– –
ETRN
752
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$6K ﹤0.01%
732
– –
INFO
753
DELISTED
IHS Markit Ltd. Common Shares
INFO
$6K ﹤0.01%
71
– –
BSJL
754
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$6K ﹤0.01%
240
– –
TDE
755
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
$6K ﹤0.01%
241
– –
PRE.PRH
756
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$6K ﹤0.01%
221
– –
GNMK
757
DELISTED
GenMark Diagnostics, Inc
GNMK
$6K ﹤0.01%
400
– –
GM
758
DELISTED
GEN MOTORS CORP
GM
$6K ﹤0.01%
153
– –
PUK.PR
759
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$6K ﹤0.01%
200
– –
CIT
760
DELISTED
CIT Group Inc.
CIT
$6K ﹤0.01%
158
– –
ADP icon
761
Automatic Data Processing
ADP
$118B
$5K ﹤0.01%
31
-9
-23% -$1.45K
BHP icon
762
BHP
BHP
$135B
$5K ﹤0.01%
82
-16
-16% -$976
EBAY icon
763
eBay
EBAY
$41.7B
$5K ﹤0.01%
100
– –
ECL icon
764
Ecolab
ECL
$76.3B
$5K ﹤0.01%
25
– –
ETY icon
765
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.51B
$5K ﹤0.01%
420
– –
GOOD
766
Gladstone Commercial Corp
GOOD
$598M
$5K ﹤0.01%
270
– –
ICSH icon
767
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.23B
$5K ﹤0.01%
100
– –
MBB icon
768
iShares MBS ETF
MBB
$41.5B
$5K ﹤0.01%
49
-150
-75% -$15.3K
MJ icon
769
Amplify Alternative Harvest ETF
MJ
$178M
$5K ﹤0.01%
28
+17
+155% +$3.04K
PDN icon
770
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$5K ﹤0.01%
158
+107
+210% +$3.39K
PRFZ icon
771
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.54B
$5K ﹤0.01%
+175
New +$5K
RZB
772
Reinsurance Group of America, Incorporated 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$400M
$5K ﹤0.01%
187
– –
SCI icon
773
Service Corp International
SCI
$11B
$5K ﹤0.01%
99
– –
SPCE icon
774
Virgin Galactic
SPCE
$180M
$5K ﹤0.01%
10
– –
SYF icon
775
Synchrony
SYF
$27.8B
$5K ﹤0.01%
134
-464
-78% -$17.3K
29 30
31
32 33