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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFPT
751
DELISTED
Proofpoint, Inc.
PFPT
$5K ﹤0.01%
+40
New +$4.77K
IVR.PRA
752
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Series A Cumulative Redeemable Preferred Stock,
IVR.PRA
$5K ﹤0.01%
200
– –
NBL
753
DELISTED
Noble Energy, Inc.
NBL
$5K ﹤0.01%
200
– –
PVD
754
DELISTED
Admin Fondos Pensions
PVD
$5K ﹤0.01%
876
– –
ALB icon
755
Albemarle
ALB
$16.2B
$4K ﹤0.01%
+58
New +$3.87K
AVNT icon
756
Avient
AVNT
$4.1B
$4K ﹤0.01%
110
– –
BHP icon
757
BHP
BHP
$242B
$4K ﹤0.01%
+82
New +$3.72K
BIO icon
758
Bio-Rad Laboratories Class A
BIO
$10.4B
$4K ﹤0.01%
+11
New +$3.88K
CMRE.PRD icon
759
Costamare Inc 8.75% Series D Preferred Stock
CMRE.PRD
$108M
$4K ﹤0.01%
+150
New +$3.85K
CRL icon
760
Charles River Laboratories
CRL
$13.9B
$4K ﹤0.01%
+25
New +$3.46K
CXT icon
761
Crane NXT
CXT
$2.89B
$4K ﹤0.01%
147
– –
DLB icon
762
Dolby
DLB
$5.76B
$4K ﹤0.01%
63
– –
EBAY icon
763
eBay
EBAY
$47B
$4K ﹤0.01%
100
– –
ESS icon
764
Essex Property Trust
ESS
$18.3B
$4K ﹤0.01%
12
– –
EZU icon
765
iShare MSCI Eurozone ETF
EZU
$9.87B
$4K ﹤0.01%
+106
New +$4.29K
FHLC icon
766
Fidelity MSCI Health Care Index ETF
FHLC
$3.47B
$4K ﹤0.01%
81
-217
-73% -$10.1K
FHN icon
767
First Horizon
FHN
$11.7B
$4K ﹤0.01%
245
– –
FNDF icon
768
Schwab Fundamental International Large Company Index ETF
FNDF
$26B
$4K ﹤0.01%
+128
New +$3.65K
GEN icon
769
Gen Digital
GEN
$18.6B
$4K ﹤0.01%
154
– –
GLNG icon
770
Golar LNG
GLNG
$5.13B
$4K ﹤0.01%
300
– –
INDY icon
771
iShares S&P India Nifty 50 Index Fund
INDY
$552M
$4K ﹤0.01%
+101
New +$3.79K
K
772
DELISTED
Kellanova
K
$4K ﹤0.01%
+62
New +$3.76K
L icon
773
Loews
L
$22.4B
$4K ﹤0.01%
73
– –
PEG icon
774
Public Service Enterprise Group
PEG
$36.5B
$4K ﹤0.01%
60
– –
PUK icon
775
Prudential
PUK
$34.3B
$4K ﹤0.01%
97
– –
29 30
31
32 33

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.