SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+2.2%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$576M
AUM Growth
+$46.3M
Cap. Flow
+$28.6M
Cap. Flow %
4.96%
Top 10 Hldgs %
25.72%
Holding
1,352
New
315
Increased
155
Reduced
115
Closed
155

Top Buys

1
UNP icon
Union Pacific
UNP
$7.37M
2
STI
SunTrust Banks, Inc.
STI
$4.4M
3
MGP
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$3.85M
4
ORCL icon
Oracle
ORCL
$1.86M
5
GS.PRN
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
$1.33M

Top Sells

1
AAPL icon
Apple
AAPL
$10.6M
2
WFC icon
Wells Fargo
WFC
$5.23M
3
TFC icon
Truist Financial
TFC
$3.62M
4
GPC icon
Genuine Parts
GPC
$2.96M
5
GWW icon
W.W. Grainger
GWW
$1.9M

Sector Composition

1 Technology 8.17%
2 Industrials 6.28%
3 Healthcare 5.04%
4 Financials 4.1%
5 Energy 3.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MFA
751
MFA Financial
MFA
$1.07B
– –
-500
Closed -$16.8K
NCV
752
Virtus Convertible & Income Fund
NCV
$335M
– –
-23,067
Closed -$643K
NLY icon
753
Annaly Capital Management
NLY
$14.1B
– –
-3,944
Closed -$190K
PBA icon
754
Pembina Pipeline
PBA
$21.8B
– –
-600
Closed -$19.9K
PDBC icon
755
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.46B
– –
-514
Closed -$8.11K
RWR icon
756
SPDR Dow Jones REIT ETF
RWR
$1.83B
– –
-71
Closed -$6.6K
SGMO icon
757
Sangamo Therapeutics
SGMO
$167M
– –
-1,800
Closed -$15.8K
STRW icon
758
Strawberry Fields REIT
STRW
$156M
– –
-2,000
Closed -$2.6K
TDTF icon
759
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$882M
– –
-349
Closed -$8.71K
TFC icon
760
Truist Financial
TFC
$60B
– –
-79,689
Closed -$3.62M
TMQ
761
Trilogy Metals
TMQ
$305M
– –
-348
Closed -$221
UNIT
762
Uniti Group
UNIT
$1.58B
– –
-1,000
Closed -$25.1K
VEA icon
763
Vanguard FTSE Developed Markets ETF
VEA
$171B
– –
-896
Closed -$37K
VMBS icon
764
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
– –
-461
Closed -$24.3K
XLE icon
765
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
-128
Closed -$8.31K
FLG
766
Flagstar Financial, Inc.
FLG
$5.39B
– –
-600
Closed -$23.6K
VGR
767
DELISTED
Vector Group Ltd.
VGR
– –
-367
Closed -$4.8K
BFX
768
DELISTED
BowFlex Inc.
BFX
– –
-125
Closed -$2.39K
AXU
769
DELISTED
Alexco Resource Corp.
AXU
– –
-2,500
Closed -$3.3K
MIC
770
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-100
Closed -$7.84K
CERN
771
DELISTED
Cerner Corp
CERN
– –
-800
Closed -$53.2K
ATRS
772
DELISTED
Antares Pharma, Inc.
ATRS
– –
-3,000
Closed -$9.66K
PVG
773
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-350
Closed -$3.36K
VTA
774
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-2,937
Closed -$35.3K
PSA.PRB
775
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
– –
-200
Closed -$5.24K
29 30
31
32 33