SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TER icon
726
Teradyne
TER
$18.7B
$7K ﹤0.01%
57
– –
XLP icon
727
Consumers Staples Select Sector SPDR Fund
XLP
$15.9B
$7K ﹤0.01%
100
– –
ZM icon
728
Zoom
ZM
$25.1B
$7K ﹤0.01%
+20
New +$7K
CNSL
729
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$7K ﹤0.01%
1,480
– –
WFC.PRQ
730
DELISTED
Wells Fargo & Co.
WFC.PRQ
$7K ﹤0.01%
263
– –
IEH
731
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$7K ﹤0.01%
267
– –
BUD
732
DELISTED
ANHEUSER BUSCH COS INC
BUD
$7K ﹤0.01%
100
-300
-75% -$21K
BAY
733
DELISTED
BAYER AG SPONS ADR
BAY
$7K ﹤0.01%
500
-712
-59% -$9.97K
ALC icon
734
Alcon
ALC
$38.5B
$6K ﹤0.01%
85
-4
-4% -$282
BIO icon
735
Bio-Rad Laboratories Class A
BIO
$7.49B
$6K ﹤0.01%
11
– –
CMC icon
736
Commercial Metals
CMC
$6.53B
$6K ﹤0.01%
+300
New +$6K
DGX icon
737
Quest Diagnostics
DGX
$20.1B
$6K ﹤0.01%
51
-133
-72% -$15.6K
DLB icon
738
Dolby
DLB
$6.8B
$6K ﹤0.01%
63
– –
FE icon
739
FirstEnergy
FE
$25B
$6K ﹤0.01%
183
– –
K icon
740
Kellanova
K
$27.5B
$6K ﹤0.01%
102
– –
MLPA icon
741
Global X MLP ETF
MLPA
$1.82B
$6K ﹤0.01%
233
– –
NGG icon
742
National Grid
NGG
$70.1B
$6K ﹤0.01%
113
+26
+30% +$1.38K
NOBL icon
743
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$6K ﹤0.01%
69
– –
OVV icon
744
Ovintiv
OVV
$11B
$6K ﹤0.01%
400
– –
RNR icon
745
RenaissanceRe
RNR
$11.2B
$6K ﹤0.01%
39
– –
ROST icon
746
Ross Stores
ROST
$48.8B
$6K ﹤0.01%
45
-46
-51% -$6.13K
SCHC icon
747
Schwab International Small-Cap Equity ETF
SCHC
$4.86B
$6K ﹤0.01%
163
+160
+5,333% +$5.89K
TDOC icon
748
Teladoc Health
TDOC
$1.32B
$6K ﹤0.01%
29
-21
-42% -$4.35K
VRNT icon
749
Verint Systems
VRNT
$1.23B
$6K ﹤0.01%
167
– –
WGO icon
750
Winnebago Industries
WGO
$953M
$6K ﹤0.01%
100
– –
28 29
30
31 32