We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
726
Teradyne
TER
$55.5B
$7K ﹤0.01%
57
– –
XLP icon
727
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$7K ﹤0.01%
100
– –
ZM icon
728
Zoom
ZM
$28.7B
$7K ﹤0.01%
+20
New +$8.92K
CNSL
729
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$7K ﹤0.01%
1,480
– –
WFC.PRQ
730
DELISTED
Wells Fargo & Co.
WFC.PRQ
$7K ﹤0.01%
263
– –
IEH
731
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$7K ﹤0.01%
267
– –
BUD
732
DELISTED
ANHEUSER BUSCH COS INC
BUD
$7K ﹤0.01%
100
-300
-75% -$21K
BAY
733
DELISTED
BAYER AG SPONS ADR
BAY
$7K ﹤0.01%
500
-712
-59% -$9.97K
ALC icon
734
Alcon
ALC
$34.8B
$6K ﹤0.01%
85
-4
-4% -$250
BIO icon
735
Bio-Rad Laboratories Class A
BIO
$10.4B
$6K ﹤0.01%
11
– –
CMC icon
736
Commercial Metals
CMC
$7.48B
$6K ﹤0.01%
+300
New +$6.23K
DGX icon
737
Quest Diagnostics
DGX
$26.8B
$6K ﹤0.01%
51
-133
-72% -$16.2K
DLB icon
738
Dolby
DLB
$5.76B
$6K ﹤0.01%
63
– –
FE icon
739
FirstEnergy
FE
$26.5B
$6K ﹤0.01%
183
– –
K
740
DELISTED
Kellanova
K
$6K ﹤0.01%
102
– –
MLPA icon
741
Global X MLP ETF
MLPA
$2.37B
$6K ﹤0.01%
233
– –
NGG icon
742
National Grid
NGG
$79.8B
$6K ﹤0.01%
114
+26
+30% +$1.38K
NOBL icon
743
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$6K ﹤0.01%
138
– –
OVV icon
744
Ovintiv
OVV
$17.9B
$6K ﹤0.01%
400
– –
RNR icon
745
RenaissanceRe
RNR
$13.7B
$6K ﹤0.01%
39
– –
ROST icon
746
Ross Stores
ROST
$73.3B
$6K ﹤0.01%
45
-46
-51% -$4.82K
SCHC icon
747
Schwab International Small-Cap Equity ETF
SCHC
$5.76B
$6K ﹤0.01%
163
+160
+5,333% +$5.59K
TDOC icon
748
Teladoc Health
TDOC
$1.18B
$6K ﹤0.01%
29
-21
-42% -$4.27K
VRNT
749
DELISTED
Verint Systems
VRNT
$6K ﹤0.01%
167
– –
WGO icon
750
Winnebago Industries
WGO
$865M
$6K ﹤0.01%
100
– –
28 29
30
31 32

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.