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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUK.PR
726
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$6K ﹤0.01%
200
– –
AIG icon
727
American International
AIG
$40.2B
$5K ﹤0.01%
+92
New +$4.88K
ALC icon
728
Alcon
ALC
$34.8B
$5K ﹤0.01%
85
-24
-22% -$1.38K
DBEF icon
729
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.38B
$5K ﹤0.01%
+136
New +$4.51K
DGX icon
730
Quest Diagnostics
DGX
$26.8B
$5K ﹤0.01%
51
– –
ETY icon
731
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5K ﹤0.01%
420
– –
EWJ icon
732
iShares MSCI Japan ETF
EWJ
$22.7B
$5K ﹤0.01%
+81
New +$4.77K
TDAY
733
USA Today Co
TDAY
$931M
$5K ﹤0.01%
721
– –
GD icon
734
General Dynamics
GD
$103B
$5K ﹤0.01%
30
– –
ICSH icon
735
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$5K ﹤0.01%
+100
New +$5.04K
IGF icon
736
iShares Global Infrastructure ETF
IGF
$10.4B
$5K ﹤0.01%
+100
New +$4.7K
LUMN icon
737
Lumen
LUMN
$6.23B
$5K ﹤0.01%
400
– –
NOBL icon
738
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$5K ﹤0.01%
+138
New +$5.06K
PARA
739
DELISTED
Paramount Global Class B
PARA
$5K ﹤0.01%
130
+68
+110% +$2.63K
ROST icon
740
Ross Stores
ROST
$73.3B
$5K ﹤0.01%
45
– –
SCI icon
741
Service Corp International
SCI
$11.4B
$5K ﹤0.01%
99
– –
SMH icon
742
VanEck Semiconductor ETF
SMH
$65.6B
$5K ﹤0.01%
64
+32
+100% +$2.1K
TRN icon
743
Trinity Industries
TRN
$2.33B
$5K ﹤0.01%
215
– –
WGO icon
744
Winnebago Industries
WGO
$865M
$5K ﹤0.01%
100
– –
XRLV
745
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$5K ﹤0.01%
+116
New +$4.63K
ZG icon
746
Zillow
ZG
$8.23B
$5K ﹤0.01%
100
– –
ZS icon
747
Zscaler
ZS
$29.8B
$5K ﹤0.01%
+100
New +$4.64K
NS
748
DELISTED
NuStar Energy L.P.
NS
$5K ﹤0.01%
200
– –
HTGM
749
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$5K ﹤0.01%
39
– –
INFO
750
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5K ﹤0.01%
71
– –
28 29
30
31 32

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.