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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$712B
$4.9M 0.41%
22,402
+4,800
+27% +$982K
BX icon
52
Blackstone
BX
$107B
$4.86M 0.4%
74,988
+13,600
+22% +$792K
NEE.PRP
53
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.8M 0.4%
94,377
+38,830
+70% +$1.94M
MDT icon
54
Medtronic
MDT
$117B
$4.79M 0.4%
40,921
+2,656
+7% +$292K
META icon
55
Meta Platforms (Facebook)
META
$1.47T
$4.7M 0.39%
17,190
+5,867
+52% +$1.61M
ORCL icon
56
Oracle
ORCL
$435B
$4.68M 0.39%
72,353
+6,100
+9% +$363K
RPM icon
57
RPM International
RPM
$13.6B
$4.68M 0.39%
51,538
+5,958
+13% +$525K
KO icon
58
Coca-Cola
KO
$386B
$4.58M 0.38%
83,602
+51,596
+161% +$2.67M
CGNX icon
59
Cognex
CGNX
$10.2B
$4.26M 0.35%
53,089
-410
-0.8% -$29.8K
MCD icon
60
McDonald's
MCD
$188B
$4.18M 0.35%
19,459
+5,626
+41% +$1.22M
INTC icon
61
Intel
INTC
$473B
$4.12M 0.34%
82,660
-23,080
-22% -$1.13M
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.24T
$3.95M 0.33%
45,080
+220
+0.5% +$18.5K
USB.PRM
63
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$3.83M 0.32%
143,570
-5,910
-4% -$158K
PNC icon
64
PNC Financial Services
PNC
$96.6B
$3.79M 0.31%
25,453
+7,041
+38% +$899K
ACN icon
65
Accenture
ACN
$116B
$3.72M 0.31%
14,255
+2,606
+22% +$625K
GNL icon
66
Global Net Lease
GNL
$2.12B
$3.67M 0.3%
214,109
+11,466
+6% +$188K
PNW icon
67
Pinnacle West Capital
PNW
$11.8B
$3.57M 0.3%
44,641
+970
+2% +$80K
CLX icon
68
Clorox
CLX
$12.4B
$3.45M 0.29%
17,083
+125
+0.7% +$25.9K
JPM.PRG
69
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
$3.35M 0.28%
130,128
-13,805
-10% -$353K
ITW icon
70
Illinois Tool Works
ITW
$79.8B
$3.15M 0.26%
15,465
+8,967
+138% +$1.83M
MGM icon
71
MGM Resorts International
MGM
$10.6B
$3.1M 0.26%
98,439
+5,195
+6% +$134K
CLF icon
72
Cleveland-Cliffs
CLF
$6.63B
$2.87M 0.24%
197,015
-8,575
-4% -$86.8K
IRM icon
73
Iron Mountain
IRM
$35B
$2.84M 0.24%
96,479
+4,280
+5% +$119K
AGNT
74
AGNT Inc
AGNT
$709M
$2.63M 0.22%
83,244
-580
-0.7% -$16K
UNH icon
75
UnitedHealth
UNH
$353B
$2.62M 0.22%
7,483
+6,617
+764% +$2.22M
1 2
3
4 5

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KFM
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.