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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
701
TC Energy
TRP
$64.4B
$8K ﹤0.01%
200
– –
WSO icon
702
Watsco Inc
WSO
$12.8B
$8K ﹤0.01%
34
+28
+467% +$6.44K
VMW
703
DELISTED
VMware, Inc
VMW
$8K ﹤0.01%
60
– –
PSA.PRE
704
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$8K ﹤0.01%
300
– –
LMRKO
705
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$8K ﹤0.01%
300
– –
PCI
706
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$8K ﹤0.01%
400
– –
TDJ
707
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$8K ﹤0.01%
300
– –
STAR.PRG
708
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
$8K ﹤0.01%
300
– –
ALL.PRB icon
709
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$511M
$7K ﹤0.01%
253
– –
BC icon
710
Brunswick
BC
$4.97B
$7K ﹤0.01%
93
– –
BOE icon
711
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$7K ﹤0.01%
600
– –
BXMX
712
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7K ﹤0.01%
542
– –
DXCM icon
713
DexCom
DXCM
$34.3B
$7K ﹤0.01%
80
– –
HPE icon
714
Hewlett Packard
HPE
$69.3B
$7K ﹤0.01%
607
– –
LUMN icon
715
Lumen
LUMN
$6.23B
$7K ﹤0.01%
748
– –
MTCH icon
716
Match Group
MTCH
$9.54B
$7K ﹤0.01%
45
– –
NHI icon
717
National Health Investors
NHI
$3.54B
$7K ﹤0.01%
100
– –
PBH icon
718
Prestige Consumer Healthcare
PBH
$2.49B
$7K ﹤0.01%
200
– –
PINS icon
719
Pinterest
PINS
$13.1B
$7K ﹤0.01%
105
-495
-83% -$29.7K
PLTR icon
720
Palantir
PLTR
$448B
$7K ﹤0.01%
+300
New +$5.37K
RCL icon
721
Royal Caribbean
RCL
$74.7B
$7K ﹤0.01%
100
– –
RDFN
722
DELISTED
Redfin
RDFN
$7K ﹤0.01%
+100
New +$5.34K
ROBO icon
723
ROBO Global Robotics & Automation Index ETF
ROBO
$2.05B
$7K ﹤0.01%
113
– –
ROK icon
724
Rockwell Automation
ROK
$47.8B
$7K ﹤0.01%
27
– –
SMH icon
725
VanEck Semiconductor ETF
SMH
$65.6B
$7K ﹤0.01%
64
– –
27 28
29
30 31

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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.