SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRP icon
701
TC Energy
TRP
$54.2B
$8K ﹤0.01%
200
– –
WSO icon
702
Watsco
WSO
$16.1B
$8K ﹤0.01%
34
+28
+467% +$6.59K
VMW
703
DELISTED
VMware, Inc
VMW
$8K ﹤0.01%
60
– –
PSA.PRE
704
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$8K ﹤0.01%
300
– –
LMRKO
705
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$8K ﹤0.01%
300
– –
PCI
706
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$8K ﹤0.01%
400
– –
TDJ
707
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
$8K ﹤0.01%
300
– –
STAR.PRG
708
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
$8K ﹤0.01%
300
– –
ALL.PRB icon
709
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$525M
$7K ﹤0.01%
253
– –
BC icon
710
Brunswick
BC
$4.35B
$7K ﹤0.01%
93
– –
BOE icon
711
BlackRock Enhanced Global Dividend Trust
BOE
$651M
$7K ﹤0.01%
600
– –
BXMX icon
712
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.5B
$7K ﹤0.01%
542
– –
DXCM icon
713
DexCom
DXCM
$30B
$7K ﹤0.01%
80
– –
HPE icon
714
Hewlett Packard
HPE
$32.7B
$7K ﹤0.01%
607
– –
LUMN icon
715
Lumen
LUMN
$6.53B
$7K ﹤0.01%
748
– –
MTCH icon
716
Match Group
MTCH
$9.1B
$7K ﹤0.01%
45
– –
NHI icon
717
National Health Investors
NHI
$3.71B
$7K ﹤0.01%
100
– –
PBH icon
718
Prestige Consumer Healthcare
PBH
$3.21B
$7K ﹤0.01%
200
– –
PINS icon
719
Pinterest
PINS
$23.8B
$7K ﹤0.01%
105
-495
-83% -$33K
PLTR icon
720
Palantir
PLTR
$391B
$7K ﹤0.01%
+300
New +$7K
RCL icon
721
Royal Caribbean
RCL
$96B
$7K ﹤0.01%
100
– –
RDFN
722
DELISTED
Redfin
RDFN
$7K ﹤0.01%
+100
New +$7K
ROBO icon
723
ROBO Global Robotics & Automation Index ETF
ROBO
$1.14B
$7K ﹤0.01%
113
– –
ROK icon
724
Rockwell Automation
ROK
$39.4B
$7K ﹤0.01%
27
– –
SMH icon
725
VanEck Semiconductor ETF
SMH
$28.8B
$7K ﹤0.01%
64
– –
27 28
29
30 31