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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSM icon
701
Williams-Sonoma
WSM
$27.7B
$4K ﹤0.01%
200
– –
XRLV
702
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$4K ﹤0.01%
116
– –
FLG.PRA
703
Flagstar Bank National Association Series A Preferred Stock
FLG.PRA
$120M
$4K ﹤0.01%
+165
New +$4.39K
GS.PRK
704
DELISTED
GOLDMAN SACHS GROUP, INC. THE 6.375%
GS.PRK
$4K ﹤0.01%
+158
New +$4.34K
PBCTP
705
DELISTED
People's United Financial, Inc. Perpetual Preferred Series A Fixed-to-floating Rate
PBCTP
$4K ﹤0.01%
+168
New +$4.45K
INFO
706
DELISTED
IHS Markit Ltd. Common Shares
INFO
$4K ﹤0.01%
71
– –
PFPT
707
DELISTED
Proofpoint, Inc.
PFPT
$4K ﹤0.01%
40
– –
CTV
708
DELISTED
Qwest Corporation 6.875% Notes due 2054
CTV
$4K ﹤0.01%
+176
New +$4.3K
ESTE
709
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$4K ﹤0.01%
+2,000
New +$8.32K
ATVI
710
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
71
+8
+13% +$475
RZA
711
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$4K ﹤0.01%
182
+131
+257% +$3.42K
AQNB
712
Algonquin Power & Utilities Corp Series 2019-A
AQNB
$368M
$3K ﹤0.01%
+113
New +$3.01K
BAC.PRN icon
713
Bank of America Depository Shares Series LL
BAC.PRN
$1.02B
$3K ﹤0.01%
+139
New +$3.5K
BC icon
714
Brunswick
BC
$4.97B
$3K ﹤0.01%
93
– –
BF.B icon
715
Brown-Forman Class B
BF.B
$12.5B
$3K ﹤0.01%
50
– –
BHP icon
716
BHP
BHP
$242B
$3K ﹤0.01%
82
– –
CRL icon
717
Charles River Laboratories
CRL
$13.9B
$3K ﹤0.01%
25
– –
CVM icon
718
CEL-SCI Corp
CVM
$27.4M
$3K ﹤0.01%
10
– –
CXT icon
719
Crane NXT
CXT
$2.89B
$3K ﹤0.01%
147
– –
C.PRN icon
720
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.37B
$3K ﹤0.01%
108
+63
+140% +$1.74K
DFS
721
DELISTED
Discover Financial Services
DFS
$3K ﹤0.01%
76
– –
DK icon
722
Delek US
DK
$4.42B
$3K ﹤0.01%
221
– –
DLB icon
723
Dolby
DLB
$5.76B
$3K ﹤0.01%
63
– –
EBAY icon
724
eBay
EBAY
$47B
$3K ﹤0.01%
100
– –
ESS icon
725
Essex Property Trust
ESS
$18.3B
$3K ﹤0.01%
12
– –
27 28
29
30 31

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.