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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR icon
701
EPR Properties
EPR
$4.56B
$6K ﹤0.01%
86
– –
FNCL icon
702
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
$6K ﹤0.01%
145
-76
-34% -$3.23K
FNDA icon
703
Schwab Fundamental US Small Company Index ETF
FNDA
$9.15B
$6K ﹤0.01%
+280
New +$5.44K
FSLR icon
704
First Solar
FSLR
$22B
$6K ﹤0.01%
100
– –
KKR icon
705
KKR & Co
KKR
$97.6B
$6K ﹤0.01%
200
– –
NAT icon
706
Nordic American Tanker
NAT
$1.43B
$6K ﹤0.01%
+1,300
New +$4.96K
NTES icon
707
NetEase
NTES
$78.6B
$6K ﹤0.01%
105
– –
NTGR icon
708
NETGEAR
NTGR
$573M
$6K ﹤0.01%
240
– –
NTNX icon
709
Nutanix
NTNX
$18.7B
$6K ﹤0.01%
200
– –
NYT icon
710
New York Times
NYT
$11B
$6K ﹤0.01%
200
– –
PKG icon
711
Packaging Corp of America
PKG
$21.4B
$6K ﹤0.01%
55
– –
RNP icon
712
Cohen & Steers REIT and Preferred and Income Fund
RNP
$977M
$6K ﹤0.01%
245
– –
SCHE icon
713
Schwab Emerging Markets Equity ETF
SCHE
$13B
$6K ﹤0.01%
208
-92
-31% -$2.42K
VSS icon
714
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12.1B
$6K ﹤0.01%
52
-98
-65% -$10.5K
X
715
DELISTED
US Steel
X
$6K ﹤0.01%
500
– –
XLE icon
716
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$6K ﹤0.01%
200
– –
TVRD
717
Tvardi Therapeutics
TVRD
$24.3M
$6K ﹤0.01%
11
– –
CNSL
718
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$6K ﹤0.01%
1,480
– –
ATHX
719
DELISTED
Athersys, Inc. Common Stock
ATHX
$6K ﹤0.01%
200
– –
PEB.PRC
720
DELISTED
Pebblebrook Hotel Trust 6.50% Series C
PEB.PRC
$6K ﹤0.01%
250
– –
VER.PRF
721
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$6K ﹤0.01%
216
-56
-21% -$1.42K
APHA
722
DELISTED
Aphria Inc. Common Shares
APHA
$6K ﹤0.01%
1,140
– –
GBLIZ
723
DELISTED
Global Indemnity Limited 7.75% Subordinated Note Due 2045
GBLIZ
$6K ﹤0.01%
250
– –
LTSK
724
DELISTED
Ladenburg Thalmann Financial Services Inc. 7.25% Senior Notes due 2028
LTSK
$6K ﹤0.01%
+275
New +$6.33K
C.PRK
725
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
$6K ﹤0.01%
200
– –
27 28
29
30 31

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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.