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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
+$64.4M
Cap. Flow
+$35.9M
Cap. Flow %
2.83%
Top 10 Hldgs %
18.53%
Holding
2,004
New
248
Increased
233
Reduced
249
Closed
209

Top Buys

Rank Stock Value
1
TFC icon
Truist Financial
TFC
+$6.13M
2
LYB icon
LyondellBasell Industries
LYB
+$3.71M
3
PAGS icon
PagSeguro Digital
PAGS
+$2.58M
4
LUV icon
Southwest Airlines
LUV
+$2.56M
5
ORCL icon
Oracle
ORCL
+$2.41M

Top Sells

Rank Stock Value
1
ALL.PRH icon
Allstate Corp
ALL.PRH
+$5.34M
2
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$4.21M
3
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$3.22M
4
PEP icon
PepsiCo
PEP
+$2.4M
5
GLW icon
Corning
GLW
+$1.68M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.59%
2 Technology 13.16%
3 Industrials 5.99%
4 Consumer Staples 5.57%
5 Financials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
676
Ambarella
AMBA
$3.1B
$10K ﹤0.01%
100
– –
AVA icon
677
Avista
AVA
$3.15B
$10K ﹤0.01%
211
– –
BAC.PRB icon
678
Bank of America Depository Shares Series GG
BAC.PRB
$1.31B
$10K ﹤0.01%
350
– –
BWXT icon
679
BWX Technologies
BWXT
$14B
$10K ﹤0.01%
150
– –
CHSCN
680
CHS Inc Class B Series 2 Preferred Stock
CHSCN
$420M
$10K ﹤0.01%
350
– –
DHCNL
681
Diversified Healthcare Trust 6.25% Senior Notes due 2046
DHCNL
$10K ﹤0.01%
+400
New +$9.54K
EA
682
DELISTED
Electronic Arts
EA
$10K ﹤0.01%
74
+14
+23% +$1.94K
ECF.PRA
683
Ellsworth Growth and Income Fund Ltd 5.25% Series A Preferred Shares
ECF.PRA
$23.3M
$10K ﹤0.01%
+400
New +$10.5K
FAN icon
684
First Trust Global Wind Energy ETF
FAN
$250M
$10K ﹤0.01%
461
– –
GGT.PRE
685
Gabelli Multimedia Trust 5.125% Series E Preferred Stock
GGT.PRE
$33.6M
$10K ﹤0.01%
+400
New +$10.4K
HFRO.PRA
686
Highland Opportunities and Income Fund 5.375% Series A Preferred Shares
HFRO.PRA
$94.9M
$10K ﹤0.01%
+400
New +$10.4K
HPE icon
687
Hewlett Packard
HPE
$69.3B
$10K ﹤0.01%
607
– –
LUMN icon
688
Lumen
LUMN
$6.23B
$10K ﹤0.01%
748
– –
NBIX icon
689
Neurocrine Biosciences
NBIX
$15.7B
$10K ﹤0.01%
100
– –
NTGR icon
690
NETGEAR
NTGR
$573M
$10K ﹤0.01%
240
– –
NYT icon
691
New York Times
NYT
$11B
$10K ﹤0.01%
200
– –
OVV icon
692
Ovintiv
OVV
$17.9B
$10K ﹤0.01%
400
– –
RYN icon
693
Rayonier
RYN
$6.06B
$10K ﹤0.01%
347
– –
SCE.PRJ
694
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$10K ﹤0.01%
400
+369
+1,190% +$9.02K
SCE.PRL
695
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$317M
$10K ﹤0.01%
+400
New +$9.67K
SKX
696
DELISTED
Skechers
SKX
$10K ﹤0.01%
250
-200
-44% -$7.55K
SLRC icon
697
SLR Investment Corp
SLRC
$683M
$10K ﹤0.01%
546
– –
SPMB icon
698
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.12B
$10K ﹤0.01%
384
– –
STX icon
699
Seagate
STX
$188B
$10K ﹤0.01%
132
– –
TAC icon
700
TransAlta
TAC
$3.86B
$10K ﹤0.01%
1,100
– –
26 27
28
29 30

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Sonora Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Sonora Investment Management held 2,004 positions worth $1.27B, up 5.3% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management's Q1 2021 filing shows 248 new, 233 increased, 249 reduced and 209 closed positions. Its largest new stake was Summit Hotel Properties 6.250% Series E Preferred Stock: 14,065 shares worth $345K. The largest sale was Allstate Corp, an estimated $5.34M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Industrials.

  • Sonora Investment Management's largest Q1 2021 buy was Summit Hotel Properties 6.250% Series E Preferred Stock: 14,065 shares worth $345K.
  • Sonora Investment Management added most to Truist Financial in Q1 2021, an estimated $6.13M increase.
  • Sonora Investment Management's biggest Q1 2021 reduction was Allstate Corp, cutting an estimated $5.34M.
  • Sonora Investment Management fully exited Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of in Q1 2021, selling an estimated $437K.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.27B portfolio in Q1 2021.
  • Sonora Investment Management opened 248 new positions and closed 209 in Q1 2021.
  • Sonora Investment Management's portfolio value rose 5.3% quarter-over-quarter to $1.27B.

Based on Sonora Investment Management's 13F filing for Q1 2021, filed 28 Apr 2021.