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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
676
DELISTED
Electronic Arts
EA
$9K ﹤0.01%
60
-58
-49% -$7.48K
EEMV icon
677
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.65B
$9K ﹤0.01%
146
– –
PKG icon
678
Packaging Corp of America
PKG
$21.4B
$9K ﹤0.01%
65
+10
+18% +$1.26K
RYN icon
679
Rayonier
RYN
$6.06B
$9K ﹤0.01%
347
– –
SCHP icon
680
Schwab US TIPS ETF
SCHP
$16.5B
$9K ﹤0.01%
298
-1,604
-84% -$49.3K
TWO.PRB
681
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$290M
$9K ﹤0.01%
379
– –
GLOG.PRA
682
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$9K ﹤0.01%
400
– –
SPLK
683
DELISTED
Splunk Inc
SPLK
$9K ﹤0.01%
54
– –
CORR.PRA
684
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$9K ﹤0.01%
500
– –
ATHX
685
DELISTED
Athersys, Inc. Common Stock
ATHX
$9K ﹤0.01%
200
– –
MTOR
686
DELISTED
MERITOR, Inc.
MTOR
$9K ﹤0.01%
+320
New +$8.46K
XAN.PRC
687
DELISTED
Exantas Capital Corp. 8.625% Fixed-to-Floating Series C Cumulative Redeemable Preferred Stock, par v
XAN.PRC
$9K ﹤0.01%
400
– –
PUB
688
DELISTED
PUBLICIS SA ADS (1 ADS = 1C0M)
PUB
$9K ﹤0.01%
736
– –
AVA icon
689
Avista
AVA
$3.15B
$8K ﹤0.01%
211
– –
BXMT icon
690
Blackstone Mortgage Trust
BXMT
$2.31B
$8K ﹤0.01%
300
– –
CNI icon
691
Canadian National Railway
CNI
$76.2B
$8K ﹤0.01%
75
– –
DAR icon
692
Darling Ingredients
DAR
$10.1B
$8K ﹤0.01%
+138
New +$6.59K
EOG icon
693
EOG Resources
EOG
$75.2B
$8K ﹤0.01%
161
+35
+28% +$1.52K
NEM icon
694
Newmont
NEM
$135B
$8K ﹤0.01%
132
– –
SDY icon
695
State Street SPDR S&P Dividend ETF
SDY
$22B
$8K ﹤0.01%
77
– –
STT icon
696
State Street
STT
$53.1B
$8K ﹤0.01%
104
– –
STX icon
697
Seagate
STX
$188B
$8K ﹤0.01%
132
-54
-29% -$3.04K
TAC icon
698
TransAlta
TAC
$3.86B
$8K ﹤0.01%
+1,100
New +$7.35K
TMHC
699
DELISTED
Taylor Morrison
TMHC
$8K ﹤0.01%
+295
New +$7.52K
TMUS icon
700
T-Mobile US
TMUS
$195B
$8K ﹤0.01%
60
+3
+5% +$371
26 27
28
29 30

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.