SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EA icon
676
Electronic Arts
EA
$42.5B
$9K ﹤0.01%
60
-58
-49% -$8.7K
EEMV icon
677
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.68B
$9K ﹤0.01%
146
– –
PKG icon
678
Packaging Corp of America
PKG
$19.5B
$9K ﹤0.01%
65
+10
+18% +$1.39K
RYN icon
679
Rayonier
RYN
$4.13B
$9K ﹤0.01%
331
– –
SCHP icon
680
Schwab US TIPS ETF
SCHP
$14.1B
$9K ﹤0.01%
298
-1,604
-84% -$48.4K
TWO.PRB
681
Two Harbors Investment Corp 7.625% Series B Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock
TWO.PRB
$270M
$9K ﹤0.01%
379
– –
GLOG.PRA
682
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$9K ﹤0.01%
400
– –
SPLK
683
DELISTED
Splunk Inc
SPLK
$9K ﹤0.01%
54
– –
CORR.PRA
684
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$9K ﹤0.01%
500
– –
ATHX
685
DELISTED
Athersys, Inc. Common Stock
ATHX
$9K ﹤0.01%
200
– –
MTOR
686
DELISTED
MERITOR, Inc.
MTOR
$9K ﹤0.01%
+320
New +$9K
XAN.PRC
687
DELISTED
Exantas Capital Corp. 8.625% Fixed-to-Floating Series C Cumulative Redeemable Preferred Stock, par v
XAN.PRC
$9K ﹤0.01%
400
– –
PUB
688
DELISTED
PUBLICIS SA ADS (1 ADS = 1C0M)
PUB
$9K ﹤0.01%
736
– –
AVA icon
689
Avista
AVA
$2.96B
$8K ﹤0.01%
211
– –
BXMT icon
690
Blackstone Mortgage Trust
BXMT
$3.39B
$8K ﹤0.01%
300
– –
CNI icon
691
Canadian National Railway
CNI
$58.6B
$8K ﹤0.01%
75
– –
DAR icon
692
Darling Ingredients
DAR
$5.05B
$8K ﹤0.01%
+138
New +$8K
EOG icon
693
EOG Resources
EOG
$65.5B
$8K ﹤0.01%
161
+35
+28% +$1.74K
NEM icon
694
Newmont
NEM
$87.5B
$8K ﹤0.01%
132
– –
SDY icon
695
SPDR S&P Dividend ETF
SDY
$20.6B
$8K ﹤0.01%
77
– –
STT icon
696
State Street
STT
$32B
$8K ﹤0.01%
104
– –
STX icon
697
Seagate
STX
$41.9B
$8K ﹤0.01%
132
-54
-29% -$3.27K
TAC icon
698
TransAlta
TAC
$3.75B
$8K ﹤0.01%
+1,100
New +$8K
TMHC icon
699
Taylor Morrison
TMHC
$7.03B
$8K ﹤0.01%
+295
New +$8K
TMUS icon
700
T-Mobile US
TMUS
$272B
$8K ﹤0.01%
60
+3
+5% +$400
26 27
28
29 30