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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTBB
676
DELISTED
Qwest Corp 6.5% Notes due 2056
CTBB
$4K ﹤0.01%
+213
New +$5.14K
DGX icon
677
Quest Diagnostics
DGX
$26.8B
$4K ﹤0.01%
51
– –
DIA icon
678
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$4K ﹤0.01%
19
-5
-21% -$1.33K
ETY icon
679
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$4K ﹤0.01%
420
– –
FNCL icon
680
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
$4K ﹤0.01%
145
– –
FSLR icon
681
First Solar
FSLR
$22B
$4K ﹤0.01%
100
– –
GD icon
682
General Dynamics
GD
$103B
$4K ﹤0.01%
30
– –
GOOD
683
Gladstone Commercial Corp
GOOD
$630M
$4K ﹤0.01%
300
– –
KEY.PRI icon
684
KeyCorp Series E Preferred Stock
KEY.PRI
$507M
$4K ﹤0.01%
+161
New +$4.54K
LUMN icon
685
Lumen
LUMN
$6.23B
$4K ﹤0.01%
400
– –
MLPA icon
686
Global X MLP ETF
MLPA
$2.37B
$4K ﹤0.01%
233
– –
NMFC icon
687
New Mountain Finance
NMFC
$712M
$4K ﹤0.01%
+540
New +$6.67K
NOBL icon
688
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$4K ﹤0.01%
138
– –
OMC icon
689
Omnicom Group
OMC
$24.2B
$4K ﹤0.01%
+72
New +$5.11K
PAYC icon
690
Paycom
PAYC
$10.8B
$4K ﹤0.01%
+20
New +$5.48K
ROBO icon
691
ROBO Global Robotics & Automation Index ETF
ROBO
$2.05B
$4K ﹤0.01%
+113
New +$4.45K
ROK icon
692
Rockwell Automation
ROK
$47.8B
$4K ﹤0.01%
27
-12
-31% -$2.22K
ROST icon
693
Ross Stores
ROST
$73.3B
$4K ﹤0.01%
45
– –
RZB
694
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$4K ﹤0.01%
+187
New +$5.07K
SCI icon
695
Service Corp International
SCI
$11.4B
$4K ﹤0.01%
99
– –
SMH icon
696
VanEck Semiconductor ETF
SMH
$65.6B
$4K ﹤0.01%
64
– –
TNL icon
697
Travel + Leisure Co
TNL
$4.36B
$4K ﹤0.01%
175
-100
-36% -$4.17K
UBER icon
698
Uber
UBER
$161B
$4K ﹤0.01%
+130
New +$4.28K
VBR icon
699
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$4K ﹤0.01%
41
-300
-88% -$36.4K
VRNT
700
DELISTED
Verint Systems
VRNT
$4K ﹤0.01%
167
-108
-39% -$2.9K
26 27
28
29 30

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.