We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
676
Canadian National Railway
CNI
$76.2B
$7K ﹤0.01%
75
-26
-26% -$2.34K
CRBP icon
677
Corbus Pharmaceuticals
CRBP
$211M
$7K ﹤0.01%
40
– –
DE icon
678
Deere & Co
DE
$170B
$7K ﹤0.01%
39
-24
-38% -$4.13K
DIA icon
679
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$7K ﹤0.01%
24
+14
+140% +$3.86K
DK icon
680
Delek US
DK
$4.42B
$7K ﹤0.01%
+221
New +$7.97K
FNDX icon
681
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$7K ﹤0.01%
+519
New +$7.09K
B
682
Barrick Mining
B
$75.1B
$7K ﹤0.01%
+400
New +$6.87K
GOOD
683
Gladstone Commercial Corp
GOOD
$630M
$7K ﹤0.01%
300
– –
HES
684
DELISTED
Hess
HES
$7K ﹤0.01%
100
– –
TEAM icon
685
Atlassian
TEAM
$48.2B
$7K ﹤0.01%
60
– –
WFC.PRL icon
686
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
$7K ﹤0.01%
+5
New +$7.38K
WSM icon
687
Williams-Sonoma
WSM
$27.7B
$7K ﹤0.01%
+200
New +$6.95K
WBC
688
DELISTED
WABCO HOLDINGS INC.
WBC
$7K ﹤0.01%
50
– –
ECCA.CL
689
DELISTED
Eagle Point Credit Company Inc. Series A Term Preferred Stock due 2022 Called for Redemption
ECCA.CL
$7K ﹤0.01%
+283
New +$7.31K
IEH
690
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$7K ﹤0.01%
267
– –
GM
691
DELISTED
GEN MOTORS CORP
GM
$7K ﹤0.01%
193
– –
SAN.PRB
692
DELISTED
Banco Santander, S.A. Floating Rate Non-cumulative Series 6 Guaranteed Preferred Securities
SAN.PRB
$7K ﹤0.01%
300
– –
CIT
693
DELISTED
CIT Group Inc.
CIT
$7K ﹤0.01%
158
– –
AMBA icon
694
Ambarella
AMBA
$3.1B
$6K ﹤0.01%
100
– –
AOK icon
695
iShares Core Conservative Allocation ETF
AOK
$796M
$6K ﹤0.01%
+168
New +$6.03K
BC icon
696
Brunswick
BC
$4.97B
$6K ﹤0.01%
93
– –
BSX icon
697
Boston Scientific
BSX
$67.9B
$6K ﹤0.01%
129
– –
CRSP icon
698
CRISPR Therapeutics
CRSP
$5.58B
$6K ﹤0.01%
100
– –
CVE icon
699
Cenovus Energy
CVE
$58.2B
$6K ﹤0.01%
622
– –
DFS
700
DELISTED
Discover Financial Services
DFS
$6K ﹤0.01%
76
– –
26 27
28
29 30

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.