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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF.PRB
676
DELISTED
REGIONS FINANCIAL CORPORATION
RF.PRB
$3K ﹤0.01%
130
– –
STT.PRD
677
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$3K ﹤0.01%
142
– –
WFC.PRR
678
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$3K ﹤0.01%
115
– –
INFO
679
DELISTED
IHS Markit Ltd. Common Shares
INFO
$3K ﹤0.01%
71
– –
GWPH
680
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3K ﹤0.01%
32
– –
PSB.PRU.CL
681
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 5.75% Cumulative Pr
PSB.PRU.CL
$3K ﹤0.01%
114
– –
COF.PRC.CL
682
DELISTED
Capital One Financial Corporation
COF.PRC.CL
$3K ﹤0.01%
101
– –
JPM.PRE.CL
683
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3K ﹤0.01%
127
– –
PVD
684
DELISTED
Admin Fondos Pensions
PVD
$3K ﹤0.01%
633
– –
GM
685
DELISTED
GEN MOTORS CORP
GM
$3K ﹤0.01%
95
– –
ATVI
686
DELISTED
Activision Blizzard
ATVI
$3K ﹤0.01%
63
– –
BBT.PRG
687
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$3K ﹤0.01%
155
-395
-72% -$9.02K
MWW
688
DELISTED
Monster Worldwide Inc
MWW
$3K ﹤0.01%
+64
New +$3K
AGN
689
DELISTED
Allergan Inc
AGN
$3K ﹤0.01%
+20
New +$3K
AON icon
690
Aon
AON
$75.4B
$2K ﹤0.01%
15
– –
BF.B icon
691
Brown-Forman Class B
BF.B
$12.5B
$2K ﹤0.01%
50
– –
DIA icon
692
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$2K ﹤0.01%
10
– –
DVA icon
693
DaVita
DVA
$11.5B
$2K ﹤0.01%
41
-196
-83% -$12.6K
EMN icon
694
Eastman Chemical
EMN
$8.35B
$2K ﹤0.01%
29
– –
HAS icon
695
Hasbro
HAS
$13.3B
$2K ﹤0.01%
30
– –
MS icon
696
Morgan Stanley
MS
$337B
$2K ﹤0.01%
39
– –
MT icon
697
ArcelorMittal
MT
$56.1B
$2K ﹤0.01%
104
– –
MTR
698
Mesa Royalty Trust
MTR
$4.17M
$2K ﹤0.01%
215
– –
MVIS icon
699
Microvision
MVIS
$56.3M
$2K ﹤0.01%
220
– –
NOV icon
700
NOV
NOV
$7.48B
$2K ﹤0.01%
65
– –
26 27
28
29 30

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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.