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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDC icon
651
Schwab Fundamental International Small Company Index ETF
FNDC
$3.18B
$10K ﹤0.01%
292
+287
+5,740% +$9.27K
FSLR icon
652
First Solar
FSLR
$22B
$10K ﹤0.01%
100
– –
LII icon
653
Lennox International
LII
$13.6B
$10K ﹤0.01%
35
– –
NBIX icon
654
Neurocrine Biosciences
NBIX
$15.7B
$10K ﹤0.01%
100
– –
NTES icon
655
NetEase
NTES
$78.6B
$10K ﹤0.01%
105
– –
NTGR icon
656
NETGEAR
NTGR
$573M
$10K ﹤0.01%
240
– –
NYT icon
657
New York Times
NYT
$11B
$10K ﹤0.01%
200
– –
SFM icon
658
Sprouts Farmers Market
SFM
$7.6B
$10K ﹤0.01%
500
– –
SLRC icon
659
SLR Investment Corp
SLRC
$683M
$10K ﹤0.01%
546
– –
SMLV icon
660
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$10K ﹤0.01%
102
– –
SPMB icon
661
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.12B
$10K ﹤0.01%
384
-239
-38% -$6.33K
VIAV icon
662
Viavi Solutions
VIAV
$9.02B
$10K ﹤0.01%
+700
New +$9.3K
VWO icon
663
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$10K ﹤0.01%
190
-390
-67% -$18.3K
WSM icon
664
Williams-Sonoma
WSM
$27.7B
$10K ﹤0.01%
200
– –
AIRC
665
DELISTED
Apartment Income REIT Corp.
AIRC
$10K ﹤0.01%
+264
New +$10.1K
EIGR
666
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$10K ﹤0.01%
27
– –
IBML
667
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$10K ﹤0.01%
375
– –
IBMK
668
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$10K ﹤0.01%
375
– –
USB.PRO
669
DELISTED
U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H Non-Cum
USB.PRO
$10K ﹤0.01%
+383
New +$9.78K
IBMJ
670
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$10K ﹤0.01%
375
– –
AMBA icon
671
Ambarella
AMBA
$3.1B
$9K ﹤0.01%
100
– –
BWXT icon
672
BWX Technologies
BWXT
$14B
$9K ﹤0.01%
150
– –
CBRL icon
673
Cracker Barrel
CBRL
$1.24B
$9K ﹤0.01%
70
– –
CCL icon
674
Carnival Corporation Ltd
CCL
$33.9B
$9K ﹤0.01%
402
– –
COF icon
675
Capital One
COF
$132B
$9K ﹤0.01%
87
-29
-25% -$2.47K
25 26
27
28 29

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.