SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CIO
651
City Office REIT
CIO
$280M
$10K ﹤0.01%
1,000
-4,000
-80% -$40K
CXW icon
652
CoreCivic
CXW
$2.28B
$10K ﹤0.01%
+1,500
New +$10K
LII icon
653
Lennox International
LII
$19.8B
$10K ﹤0.01%
35
– –
NBIX icon
654
Neurocrine Biosciences
NBIX
$14.2B
$10K ﹤0.01%
100
– –
NTES icon
655
NetEase
NTES
$94.8B
$10K ﹤0.01%
105
– –
NTGR icon
656
NETGEAR
NTGR
$832M
$10K ﹤0.01%
240
– –
NYT icon
657
New York Times
NYT
$9.53B
$10K ﹤0.01%
200
– –
SFM icon
658
Sprouts Farmers Market
SFM
$13.4B
$10K ﹤0.01%
500
– –
SLRC icon
659
SLR Investment Corp
SLRC
$911M
$10K ﹤0.01%
546
– –
SMLV icon
660
SPDR SSGA US Small Cap Low Volatility Index ETF
SMLV
$207M
$10K ﹤0.01%
102
– –
SPMB icon
661
SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.39B
$10K ﹤0.01%
384
-239
-38% -$6.22K
VIAV icon
662
Viavi Solutions
VIAV
$2.71B
$10K ﹤0.01%
+700
New +$10K
VWO icon
663
Vanguard FTSE Emerging Markets ETF
VWO
$100B
$10K ﹤0.01%
190
-390
-67% -$20.5K
WSM icon
664
Williams-Sonoma
WSM
$24.9B
$10K ﹤0.01%
200
– –
AIRC
665
DELISTED
Apartment Income REIT Corp.
AIRC
$10K ﹤0.01%
+264
New +$10K
EIGR
666
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$10K ﹤0.01%
27
– –
IBML
667
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$10K ﹤0.01%
375
– –
IBMK
668
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$10K ﹤0.01%
375
– –
USB.PRO
669
DELISTED
U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H Non-Cum
USB.PRO
$10K ﹤0.01%
+383
New +$10K
IBMJ
670
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$10K ﹤0.01%
375
– –
AMBA icon
671
Ambarella
AMBA
$3.53B
$9K ﹤0.01%
100
– –
BWXT icon
672
BWX Technologies
BWXT
$15.5B
$9K ﹤0.01%
150
– –
CBRL icon
673
Cracker Barrel
CBRL
$1.14B
$9K ﹤0.01%
70
– –
CCL icon
674
Carnival Corp
CCL
$44B
$9K ﹤0.01%
402
– –
COF icon
675
Capital One
COF
$143B
$9K ﹤0.01%
87
-29
-25% -$3K
25 26
27
28 29